Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Bossey, Ryan Marini, Josh Grieves, Geoff McCarthyCommonwealth Financial NetworkLPL Financial LLC $19011-20-2019
Jenna Rose NuzzoMML Investors Services, LLCLPL Financial LLC08-13-2019
Jonathan Jed MeyersAllstate Financial Services, LLCLPL Financial LLC05-30-2019
Amie Lauren RoachMML Investors Services, LLCLPL Financial LLC$5003-08-2019
Jameile Devear CawleyHorace Mann Investors, Inc.LPL Financial LLC01-18-2019
Richard Bruce DudleyTriad Advisors LLCLPL Financial LLC$5007-13-2018
Kenneth Eugene Miley Jr.Park Avenue Securities LLCLPL Financial LLC07-05-2018
David Steven LitrasVanderbilt Securities, LLCLPL Financial LLC$5007-02-2018
Christine Elizabeth BelairCUNA Brokerage Services, Inc.LPL Financial LLC$2501-26-2018
Charles William GableWells Fargo Clearing Services, LLCLPL Financial LLC12-12-2017
Tushar GalaCitizens Securities, Inc.LPL Financial LLC11-28-2017
David Rowen ReillyAmeriprise Financial Services, Inc.LPL Financial LLC09-13-2017
David Adam DorayMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-21-2017
Camay Kwong PascucciCoastal Capital Group, Inc.LPL Financial LLC06-06-2017
Christopher Albert CasaleCUSO Financial Services, L.P.LPL Financial LLC$5105-31-2017
Barbara Anne QuinnCUNA Brokerage Services, Inc.LPL Financial LLC02-06-2017
Stilson Noriyoshi TomitaMutual Securities, Inc.LPL Financial LLC11-21-2016
Louis Anthony Della ValleC2C Wealth Management, LLCLPL Financial LLC11-09-2016
Bradley Wade StewartIntegrated Wealth Concepts LLCLPL Financial LLC11-08-2016
Derek Peter DelsimoneBurpee Del Simone Capital Markets LLCLPL Financial LLC$5010-24-2016
Robert Elwood Burpee Jr.Burpee Del Simone Capital Markets LLCLPL Financial LLC10-24-2016
Diana S. FigueiredoNYLIFE Securities LLCLPL Financial LLC09-19-2016
Timothy James HavernMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-29-2016
Richard Joseph TartariniVoya Financial Advisors, Inc.LPL Financial LLC$2503-11-2016
Kenneth Lowell MoranVoya Financial Advisors, Inc.LPL Financial LLC$5002-19-2016
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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