Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Stuart LevineMaryland Financial Group, Inc.LPL Financial LLC07-02-2009
Robert Patrick LeahyMFC Portfolios, IncLPL Financial LLC08-06-2009
Richard Paul HandWoodbury Financial Services, Inc.LPL Financial LLC08-17-2009
Debra Lou SteinH. Beck, Inc.LPL Financial LLC$25009-15-2009
Mark Jacob RingJacob William AdvisoryLPL Financial LLC09-29-2009
William Daniel MorrisonJacob William AdvisoryLPL Financial LLC09-29-2009
David Michael Whitman Jr.H. Beck, Inc.LPL Financial LLC01-13-2010
Joie RidgeSII Investments, Inc.LPL Financial LLC$10001-15-2010
Curtis Lee CatlinLincoln Financial Securities CorporationLPL Financial LLC$25001-20-2010
Kevin Lawrence BarbalaceSII Investments, Inc.LPL Financial LLC01-28-2010
Jerry Allen CarsonH. Beck, Inc.LPL Financial LLC03-23-2010
John Fleming Reutemann Jr.Research Financial StrategiesLPL Financial LLC05-06-2010
Mark Wayne BlackmerPNC InvestmentsLPL Financial LLC$10009-09-2010
Constance Lynne MeckStrategic Wealth Advisors GroupLPL Financial LLC09-09-2010
Karen Lapier BaerTriton Wealth ManagementLPL Financial LLC10-08-2010
Elaine RoeckleinResearch Financial StrategiesLPL Financial LLC10-25-2010
John Thomas Stone Jr.APW Capital, Inc.LPL Financial LLC$50001-14-2011
Brian M. StampPNC InvestmentsLPL Financial LLC$50003-01-2011
Ronald Paul HammonsFounders Financial Securities LLCLPL Financial LLC$10004-29-2011
Robert A. GentnerFounders Financial Securities LLCLPL Financial LLC$10004-29-2011
Mark Wayne TeachoutFounders Financial Securities LLCLPL Financial LLC$50004-29-2011
Marilyn Freed AllenMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-16-2011
Doug O'RearIndependent Financial PartnersLPL Financial LLC07-18-2011
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$50008-15-2011
Mark Philip SkibbieLPL Financial LLCLPL Financial LLC$50012-01-2011
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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