Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
James Bowles PenderSunTrust Investment Services, Inc.LPL Financial LLC03-26-2019
Thomas Allen BonordenPlanVest Financial, Inc.LPL Financial LLC01-02-2018
Gary Alan RichmanAmeriprise Financial Services, LLCLPL Financial LLC12-21-2017
Philip Benjamin SnyderSnyder Asset Management, LLCLPL Financial LLC11-14-2017
Esther Miriam PolirerInfinity Financial ServicesLPL Financial LLC10-25-2017
Brian Richard WoodsWoods Advisory Services LLCLPL Financial LLC10-02-2017
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
Roger Lynn FishelMutual of Omaha Investor Services, Inc.LPL Financial LLC07-18-2017
James Paul Phelan Jr.SFG Wealth ManagementLPL Financial LLC02-06-2017
Anthony Curtis HamielPNC InvestmentsLPL Financial LLC12-16-2016
Howard FriedmanBB&T Investment Services, Inc.LPL Financial LLC12-06-2016
Jonathan Eric RivlinCambridge Investment Research, Inc.LPL Financial LLC12-05-2016
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Robert David KantorPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-03-2016
Brett Shane BernsteinXML Financial GroupLPL Financial LLC10-01-2016
Kevin P PetersXML Financial GroupLPL Financial LLC10-01-2016
Jason Elliot KlopmanXML Financial GroupLPL Financial LLC10-01-2016
Robert Paul AbelXML Financial GroupLPL Financial LLC10-01-2016
Noorjahan EnayatXML Financial GroupLPL Financial LLC10-01-2016
Lewis James Brown IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-16-2016
Todd M FeldmanNational Planning CorporationLPL Financial LLC07-15-2016
Kristian Idar AlbornozTriad Advisors LLCLPL Financial LLC11-11-2015
James Francis JurczakH. Beck, Inc.LPL Financial LLC10-19-2015
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.