Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Alexander KeisterJK PWA LLCLPL Financial LLC05-19-2019
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Thomas Allen BonordenPlanVest Financial, Inc.LPL Financial LLC01-02-2018
Gary Alan RichmanAmeriprise Financial Services, Inc.LPL Financial LLC12-21-2017
Philip Benjamin SnyderSnyder Asset Management, LLCLPL Financial LLC11-14-2017
Brian Richard WoodsWoods Advisory Services LLCLPL Financial LLC10-02-2017
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
James Paul Phelan Jr.SFG Wealth ManagementLPL Financial LLC02-06-2017
Anthony Curtis HamielPNC InvestmentsLPL Financial LLC12-16-2016
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC12-05-2016
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Judith M. TiktinXML Financial GroupLPL Financial LLC10-01-2016
Robert Paul AbelXML Financial GroupLPL Financial LLC10-01-2016
Kristian Idar AlbornozTriad Advisors LLCLPL Financial LLC11-11-2015
Ronald John FlohrMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-28-2015
Jennifer Nicosia EdgellRBC Capital Markets, LLCLPL Financial LLC06-03-2015
Richard Alexander Douma Jr.Endeavor Financial Advisors, LLCLPL Financial LLC02-18-2015
John Wesley AmosMcClelland Wesley Wealth ManagementLPL Financial LLC01-28-2015
Dustin Scott WitmerM&T Securities, Inc.LPL Financial LLC08-29-2013
Jean-Yves Florent van HalleFinancial Positioning System, IncLPL Financial LLC02-20-2013
Samuel Power BoydCambridge Investment Research, Inc.LPL Financial LLC02-11-2013
John Harold Sulyma Sr.H. Beck, Inc.LPL Financial LLC04-23-2012
Nicholas BohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-23-2012
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-15-2011
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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