Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nisha K. DoshiSignator Investors, Inc.LPL Financial LLC02-06-2009
Renee Carol MichalakSigma Financial CorporationLPL Financial LLC04-22-2009
Jeffrey Colin WaltzNext Financial Group, Inc.LPL Financial LLC04-28-2009
Kevin Michael FinnHarbour Investments, Inc.LPL Financial LLC07-16-2009
Kevin Warner WestFounders Financial Securities LLCLPL Financial LLC10-26-2009
Matthew Edward SmithFSC Securities CorporationLPL Financial LLC11-02-2009
John Patrick StelmanCambridge Investment Research, Inc.LPL Financial LLC$1011-13-2009
Jerry Christopher ThompsonLPL Financial LLCLPL Financial LLC12-16-2009
Raymond Edward SaariInfinex Investments, Inc.LPL Financial LLC$1001-26-2010
Sarah Ruth BonamChase Investment Services Corp.LPL Financial LLC03-15-2010
Kurt J. BardFifth Third Securities, Inc.LPL Financial LLC08-10-2010
Lisa Marie Lacross-CourtneyPNC InvestmentsLPL Financial LLC09-09-2010
Robert Wylie GoffFifth Third Securities, Inc.LPL Financial LLC09-13-2010
Valerie Marie JohnsonAmeriprise Financial Services, LLCLPL Financial LLC09-21-2010
Nicholas Jay ThomasFifth Third Securities, Inc.LPL Financial LLC09-27-2010
Peter James PotestatoFounders Financial Securities LLCLPL Financial LLC10-08-2010
Kerry J. KerchPNC InvestmentsLPL Financial LLC10-14-2010
Michael DraskaSigma Financial CorporationLPL Financial LLC10-15-2010
David Edmund LendaPNC InvestmentsLPL Financial LLC$1011-03-2010
Christopher Dale MillwardFifth Third Securities, Inc.LPL Financial LLC01-10-2011
Brian James GuilleryFSC Securities CorporationLPL Financial LLC01-31-2011
Gregg Glenn EicholtzFifth Third Securities, Inc.LPL Financial LLC06-13-2011
Alan T W BauParkland Securities, LLCLPL Financial LLC$5006-15-2011
Wendi Pamela Lee DiaconoCetera Advisor Networks LLCLPL Financial LLC07-18-2011
Michel Stefano TenagliaVIMA, LLCLPL Financial LLC07-19-2011
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Showing 1 to 25 of 183 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.