Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Warner WestFounders Financial Securities LLCLPL Financial LLC10-26-2009
Peter James PotestatoFounders Financial Securities LLCLPL Financial LLC10-08-2010
Michael DraskaSigma Financial CorporationLPL Financial LLC10-15-2010
Brian James GuilleryFSC Securities CorporationLPL Financial LLC01-31-2011
Gregg Glenn EicholtzFifth Third Securities, Inc.LPL Financial LLC06-13-2011
Alan T W BauParkland Securities, LLCLPL Financial LLC$5006-15-2011
Michel Stefano TenagliaVIMA, LLCLPL Financial LLC07-19-2011
Robert Paul WolchukSigma Financial CorporationLPL Financial LLC11-01-2011
Rodney Lee ClarkSigma Financial CorporationLPL Financial LLC04-23-2012
Richard F. TurfeAllstate Financial Services, LLCLPL Financial LLC10-03-2012
Michael John CantorCommonwealth Financial NetworkLPL Financial LLC$1001-15-2013
Mark David KraushaarSigma Financial CorporationLPL Financial LLC$1002-20-2013
John Glen MontemaranoSigma Financial CorporationLPL Financial LLC05-01-2013
Cheri Ann BarfellFSC Securities CorporationLPL Financial LLC05-10-2013
John Allen CindiaUSA Financial Securities CorporationLPL Financial LLC$1005-22-2013
Michael J DevriesMorgan StanleyLPL Financial LLC09-20-2013
Rachael Marie McKellarPrincipal Securities, Inc.LPL Financial LLC02-12-2014
Christopher Thomas RobertsVoya Financial Advisors, Inc.LPL Financial LLC05-01-2014
Elizabeth Ann Cady FordSigma Financial CorporationLPL Financial LLC$2507-15-2014
Stacy Sailus DowningCambridge Investment Research, Inc.LPL Financial LLC07-16-2014
Rodney Duff TurnerCambridge Investment Research, Inc.LPL Financial LLC07-16-2014
Brian Howard BelsterlingParkland Securities, LLCLPL Financial LLC08-29-2014
Basel Noqola NafalSigma Financial CorporationLPL Financial LLC09-17-2014
Timothy Robin LaurainSigma Financial CorporationLPL Financial LLC09-17-2014
Neil Edward WitkowskiIsadore Private Wealth, LLCLPL Financial LLC10-22-2014
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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