Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey R. WalenAmeriprise Financial Services, Inc.LPL Financial LLC05-24-2018
Erik John GorsuchAmeriprise Financial Services, Inc.LPL Financial LLC02-17-2017
Christopher Mark AndersonAmeriprise Financial Services, Inc.LPL Financial LLC02-17-2017
Rodney Dale PreatorAmeriprise Financial Services, Inc.LPL Financial LLC10-16-2014
Brian A MisiewiczAmeriprise Financial Services, Inc.LPL Financial LLC02-14-2014
Drew Thomas BolandAmeriprise Financial Services, Inc.LPL Financial LLC10-04-2012
Scott Alan ThuleenAmeriprise Financial Services, Inc.LPL Financial LLC$2505-25-2012
Jason Matthew AleshireAmeriprise Financial Services, Inc.LPL Financial LLC$5003-19-2010
Thomas Alfred LuingCapital Management Securities, Inc.LPL Financial LLC08-10-2009
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
Michael Richard SchwartzCetera Advisor Networks LLCLPL Financial LLC05-20-2019
John Gordon Gutowsky Jr.Cetera Advisors LLCLPL Financial LLC$5008-10-2012
Suman Lata SamiCetera Investment Services LLCLPL Financial LLC03-07-2019
Vinson Lloyd WillitsCetera Investment Services LLCLPL Financial LLC$5007-31-2014
Cody David RielandEdward JonesLPL Financial LLC08-03-2018
Blake Everett HahnFortis Group Advisors LLCLPL Financial LLC02-15-2018
Jon Henry JandroGreat Valley Advisor Group, Inc.LPL Financial LLC03-30-2017
Jacob Eugene RuotsinojaIcon FinancialLPL Financial LLC06-20-2017
Chad Michael LindellIFP Securities, LLCLPL Financial LLC$10005-22-2019
Edward Joseph FisherIndependent Financial Group, LLCLPL Financial LLC02-28-2018
Stephen Christopher NorthInvestors Financial GroupLPL Financial LLC08-17-2011
Kevin Joseph KluesnerLedge WealthLPL Financial LLC04-28-2017
Daniel James RabideauxLincoln Financial Advisors CorporationLPL Financial LLC12-12-2017
Tad Michael WeissModus Advisors, LLCLPL Financial LLC03-01-2018
Kari Kristine HaanstadModus Advisors, LLCLPL Financial LLC03-01-2018
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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