Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher A. EtheridgeOlive Branch Capital, LLCLPL Financial LLC06-24-2019
Mary Brooke BryanCetera Investment Services LLCLPL Financial LLC02-07-2019
Kevin Andrew McCormickSimplified Wealth ManagementLPL Financial LLC08-02-2018
Thomas Andrew RicksSimplified Wealth ManagementLPL Financial LLC07-30-2018
Donna Peacock AdamsEdward JonesLPL Financial LLC07-31-2017
Dennis Edward HollimanHouseholder Group Estate & Retirement SpecialistsLPL Financial LLC03-30-2016
Ernest Martin BlackburnHouseholder Group Estate & Retirement SpecialistsLPL Financial LLC03-30-2016
Morgan Bain NickelsHouseholder Group Estate & Retirement SpecialistsLPL Financial LLC03-30-2016
Brian Daniel MarbleUBS Financial Services Inc.LPL Financial LLC11-13-2015
Carl Emanuel SnellSecurities America, Inc.LPL Financial LLC10-09-2015
Todd William BarnthouseRaymond James Financial Services, Inc.LPL Financial LLC01-02-2015
William Louis Holmes IIIMML Investors Services, LLCLPL Financial LLC04-01-2010
John Cullinan AdcockWells Fargo Clearing Services, LLCLPL Financial LLC$1010-27-2016
Robert Samuel FordCommonwealth Financial NetworkLPL Financial LLC$1102-15-2018
Caley L. ChrismondWells Fargo Clearing Services, LLCLPL Financial LLC$2506-20-2018
William Bradford ReynoldsCommonwealth Financial NetworkLPL Financial LLC$2502-15-2018
Charles H. Hawkins IIIVALIC Financial Advisors, Inc.LPL Financial LLC$2509-01-2010
Kathy Hartley BrinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$5003-05-2018
Eugene James Yelverton IIISecurities America, Inc.LPL Financial LLC$5007-08-2016
Gary Michael GainspolettiRaymond James Financial Services, Inc.LPL Financial LLC$5001-29-2016
James Russell GainspolettiRaymond James Financial Services, Inc.LPL Financial LLC$5001-29-2016
John Mark Darden BairdUBS Financial Services Inc.LPL Financial LLC$5009-18-2014

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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