Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Judson Carpenter Jr.Allstate Financial Services, LLCLPL Financial LLC$15006-27-2019
Zachary W. AshburnReach Strategic Wealth LLCLPL Financial LLC06-20-2019
Barton Kevin FarrellEdward JonesLPL Financial LLC05-24-2019
Benjamin Chadwick SummersIFP Securities, LLCLPL Financial LLC$1,00005-23-2019
David Scott RaudmanIFP Securities, LLCLPL Financial LLC05-23-2019
Michael William CrowellUBS Financial Services Inc.LPL Financial LLC05-21-2019
Stephanie Leigh CookStephanie Cook FinancialLPL Financial LLC03-27-2019
Joshua Douglas TallentInfinex Investments, Inc.LPL Financial LLC02-13-2019
Texie B. NeedhamInfinex Investments, Inc.LPL Financial LLC02-13-2019
Brent Thomas PetersTD Ameritrade Investment Management, LLCLPL Financial LLC01-29-2019
Johnathon Edward PittsEdward JonesLPL Financial LLC01-18-2019
Antonio Montez BurkettAspire Private CapitalLPL Financial LLC11-28-2018
Joseph Nicholas Grabar IIIFortress Private Ledger, LLCLPL Financial LLC$2608-16-2018
Christopher Joseph GureFortress Private Ledger, LLCLPL Financial LLC08-16-2018
Shanua Kae Allen-BerryPensionmark Securities, LLCLPL Financial LLC05-15-2018
Jonathan Paul WaltonPrivate Client Services, LLCLPL Financial LLC04-23-2018
Duwan Alan SmithFirst Citizens Investor Services, Inc.LPL Financial LLC$5003-21-2018
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Julie Kathleen BenitzRaymond James Financial Services, Inc.LPL Financial LLC12-12-2017
Paul Edward BrownIndependent Advisor Alliance, LLCLPL Financial LLC11-15-2017
Helen Porter ThorpRaymond James Financial Services, Inc.LPL Financial LLC11-13-2017
Richard Angelo VellucciRaymond James Financial Services, Inc.LPL Financial LLC$10011-09-2017
Dwayne Mccord DeatherageRaymond James Financial Services, Inc.LPL Financial LLC$10011-09-2017
James Albert Drum Jr.Raymond James Financial Services, Inc.LPL Financial LLC$5011-09-2017
James Troy DeversRaymond James Financial Services, Inc.LPL Financial LLC$5011-09-2017
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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