Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marty Wade MitchellAmeriprise Financial Services, LLCLPL Financial LLC03-16-2020
Matthew William BagleyRaymond James Financial Services, Inc.LPL Financial LLC$2501-10-2020
Corey Todd MyersSecurities America, Inc.LPL Financial LLC12-19-2019
Bryan Thomas MarciniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2019
Anthony J ZilliInnovation Partners LLCLPL Financial LLC11-20-2019
Steven B. HarrellCapital Investment Group, Inc.LPL Financial LLC$2510-07-2019
Catherine Lorie LafeeButcherJoseph Asset Management, LLCLPL Financial LLC09-30-2019
Peyton Kent Gravely Jr.Fortress Private Ledger, LLCLPL Financial LLC08-26-2019
Nichole M. FienRoyal Alliance Associates, Inc.LPL Financial LLC07-23-2019
Michael Richard HemmerichFortress Private Ledger, LLCLPL Financial LLC07-11-2019
Alan Judson Carpenter Jr.Allstate Financial Services, LLCLPL Financial LLC$15006-27-2019
Sarah M. ShawPruco Securities, LLC.LPL Financial LLC06-26-2019
Barton Kevin FarrellEdward JonesLPL Financial LLC05-24-2019
Michael William CrowellUBS Financial Services Inc.LPL Financial LLC05-21-2019
James Charles FallonFortune Financial Services, Inc.LPL Financial LLC05-03-2019
Stephanie Leigh CookStephanie Cook FinancialLPL Financial LLC03-27-2019
David Ellis Harrison Jr.Pruco Securities, LLC.LPL Financial LLC03-07-2019
Joshua Douglas TallentInfinex Investments, Inc.LPL Financial LLC02-13-2019
Texie B. NeedhamInfinex Investments, Inc.LPL Financial LLC02-13-2019
Sheryl Roselyn JohnsonSCF Securities, Inc.LPL Financial LLC$5001-29-2019
Erik Michael JohnsonSCF Securities, Inc.LPL Financial LLC$5001-29-2019
Brent Thomas PetersTD Ameritrade Investment Management, LLCLPL Financial LLC01-29-2019
Ralph E Hughes IITD Ameritrade Investment Management, LLCLPL Financial LLC01-22-2019
Johnathon Edward PittsEdward JonesLPL Financial LLC01-18-2019
Michael Thomas HollowayCook Wealth Management Group LLCLPL Financial LLC01-07-2019
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Showing 1 to 25 of 207 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.