Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Paul SleesmanSecrest Blakey & Associates, LLCLPL Financial LLC11-16-2009
Juliet I GoodState Farm VP Management Corp.LPL Financial LLC01-19-2010
Jean Pierre MasseMasse, J. PierreLPL Financial LLC07-25-2011
Dennis Wayne ShidlerBrokers International Financial Services, LLC.LPL Financial LLC$5008-18-2011
Kirk Eric SmithRaymond James Financial Services, Inc.LPL Financial LLC10-31-2011
Thomas Anthony MuratoreTD Ameritrade Investment Management, LLCLPL Financial LLC11-17-2011
Enroy Steven HylesVoya Financial Advisors, Inc.LPL Financial LLC$10007-11-2012
Harry Clinton Thompson Jr.Wells Fargo Clearing Services, LLCLPL Financial LLC11-12-2012
Paul Matthew FlanneryWells Fargo Clearing Services, LLCLPL Financial LLC11-20-2012
John Max Henderlite Jr.Voya Financial Advisors, Inc.LPL Financial LLC11-28-2012
Robert Andrew Hardin Sr.Infinex Investments, Inc.LPL Financial LLC02-19-2013
William Stark McNeer IIIPrivate Advisor Group, LLCLPL Financial LLC05-08-2013
Kristopher James BurnhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-23-2013
Joseph Dewey JacksonCape Fear Securities, Inc.LPL Financial LLC$5005-29-2013
Gavin Marshall LangleyCapital Investment Group, Inc.LPL Financial LLC09-06-2013
Stephanie Williams GuanziniLincoln Financial Securities CorporationLPL Financial LLC11-15-2013
Joseph Libero Pitea Jr.H. Beck, Inc.LPL Financial LLC11-20-2013
Ira Robert YermishVoya Financial Advisors, Inc.LPL Financial LLC11-29-2013
Thomas O. Blackwell Sr.MML Investors Services, LLCLPL Financial LLC06-23-2014
James Richard CulbersonCambridge Investment Research, Inc.LPL Financial LLC10-03-2014
Robert John Wheeler Jr.Triad Hybrid Solutions, LLCLPL Financial LLC11-17-2014
Brandon Wyatt HainesTriad Hybrid Solutions, LLCLPL Financial LLC11-17-2014
Kathryn J. OswaldTriad Hybrid Solutions, LLCLPL Financial LLC11-18-2014
Roger Wesley JohnsonACT AdvisorsLPL Financial LLC11-19-2014
Benjamin Asher LincolnRedwood Wealth Management, LLCLPL Financial LLC11-19-2014
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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