Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
Firm | Total Moves |
1. FSC Securities Corporation | 64 |
2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
3. Wells Fargo Clearing Services, LLC | 30 |
4. Morgan Stanley | 23 |
5. AXA Advisors, LLC | 15 |
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Bill Eldridge, Don Delmonte | Ameriprise Financial Services, Inc. | LPL Financial LLC | $158 | 10-18-2019 |
Robert James Mascia | Green Ridge Wealth Planning LLC | LPL Financial LLC | — | 06-06-2019 |
Peter William Leist | Ameriprise Financial Services, Inc. | LPL Financial LLC | — | 01-15-2019 |
Gail Lisa Abrams | The Investment Center, Inc. | LPL Financial LLC | $25 | 11-30-2018 |
Elizabeth Ann Emr | Purshe Kaplan Sterling Investments | LPL Financial LLC | $100 | 09-14-2018 |
Christopher John Arditi | Santander Securities LLC | LPL Financial LLC | — | 07-25-2018 |
Robert Charles Shutte Jr. | Cetera Advisor Networks LLC | LPL Financial LLC | $25 | 06-25-2018 |
Mark Anthony Faccone | Fortis Group Advisors LLC | LPL Financial LLC | — | 04-02-2018 |
Jeffery Lee Ahrens | Raymond James Financial Services, Inc. | LPL Financial LLC | $64 | 02-26-2018 |
Neil Kenneth Piper | Fortis Group Advisors LLC | LPL Financial LLC | — | 02-21-2018 |
Lawrence D. Scoloveno | Fortis Group Advisors LLC | LPL Financial LLC | — | 02-21-2018 |
John Anthony Naphor | Fortis Group Advisors LLC | LPL Financial LLC | — | 02-21-2018 |
Kevin Dru Korondi | Fortis Group Advisors LLC | LPL Financial LLC | — | 02-21-2018 |
Thomas James Moyer | Mutual Securities, Inc. | LPL Financial LLC | $50 | 01-19-2018 |
John Aromando | Commonwealth Financial Network | LPL Financial LLC | — | 02-28-2017 |
Anthony James Degerolamo | Allstate Financial Services, LLC | LPL Financial LLC | — | 01-10-2017 |
Gary T. Plessl | Ameriprise Financial Services, Inc. | LPL Financial LLC | $143 | 09-16-2016 |
Kevin Douglas Houser | Ameriprise Financial Services, Inc. | LPL Financial LLC | $48 | 09-16-2016 |
Indya Dominique Kellman | M&T Securities, Inc. | LPL Financial LLC | — | 07-15-2016 |
Douglas James Lockwood | Wells Fargo Advisors Financial Network, LLC | LPL Financial LLC | $50 | 05-04-2016 |
Don Giovanello Jr. | Raymond James Financial Services, Inc. | LPL Financial LLC | — | 05-02-2016 |
Jonathan Karn | Merrill Lynch, Pierce, Fenner & Smith Incorporated | LPL Financial LLC | — | 04-27-2016 |
Kenneth Bruce Roberts | Wells Fargo Advisors Financial Network, LLC | LPL Financial LLC | $50 | 04-15-2016 |
Jeanne Marie Howell | Morgan Stanley | LPL Financial LLC | — | 01-05-2016 |
William Steven Larko | Pruco Securities, LLC. | LPL Financial LLC | $25 | 08-20-2015 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.