Advisers on the Move TEST
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q2 2020)
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Renee Patricia Vanek | Merrill Lynch, Pierce, Fenner & Smith Incorporated | LPL Financial LLC | $265 | 11-20-2019 |
| John Kenneth Lynde | Cetera Advisors LLC | LPL Financial LLC | — | 11-01-2019 |
| Paul Andrew Desmond | Cetera Advisors LLC | LPL Financial LLC | — | 11-01-2019 |
| John Daniel Quinn | VALIC Financial Advisors, Inc. | LPL Financial LLC | — | 10-22-2019 |
| Dipti Rath | Securian Financial Services, Inc. | LPL Financial LLC | — | 09-12-2019 |
| Jignesh Patel | Fidelity Brokerage Services LLC | LPL Financial LLC | — | 02-25-2019 |
| Peter William Leist | Ameriprise Financial Services, LLC | LPL Financial LLC | — | 01-15-2019 |
| Gail Lisa Abrams | The Investment Center, Inc. | LPL Financial LLC | $25 | 11-30-2018 |
| Elizabeth Ann Emr | Purshe Kaplan Sterling Investments | LPL Financial LLC | $100 | 09-14-2018 |
| Michael Erick Emr | Purshe Kaplan Sterling Investments | LPL Financial LLC | — | 09-14-2018 |
| Kenneth Scott Botwinick | Purshe Kaplan Sterling Investments | LPL Financial LLC | — | 09-14-2018 |
| Donna Marie Emr | Purshe Kaplan Sterling Investments | LPL Financial LLC | — | 09-14-2018 |
| Joseph P. Viviano | Private Advisor Group, LLC | LPL Financial LLC | — | 09-10-2018 |
| Christopher John Arditi | Santander Securities LLC | LPL Financial LLC | — | 07-25-2018 |
| David John Melilli | LPL Financial LLC | LPL Financial LLC | $10 | 07-11-2018 |
| Robert Charles Shutte Jr. | Cetera Advisor Networks LLC | LPL Financial LLC | $25 | 06-25-2018 |
| Bhavesh H Bhayani | The Investment Center, Inc. | LPL Financial LLC | $50 | 04-25-2018 |
| Iveta Hedvig | The Investment Center, Inc. | LPL Financial LLC | $1 | 04-25-2018 |
| Mark Anthony Faccone | Fortis Group Advisors LLC | LPL Financial LLC | $49 | 04-02-2018 |
| John Edward Spring | Chelsea Financial Services | LPL Financial LLC | $100 | 03-31-2018 |
| Jason Wayne Gonter | LPL Financial LLC | LPL Financial LLC | $25 | 03-20-2018 |
| Natacha Tania Smith | 1st Global Capital Corp. | LPL Financial LLC | — | 03-06-2018 |
| Myles Herbert Pugliese | Mutual Securities, Inc. | LPL Financial LLC | — | 03-02-2018 |
| Jeffrey Allen Falke | Fortis Group Advisors LLC | LPL Financial LLC | $25 | 03-02-2018 |
| Jeffery Lee Ahrens | Raymond James Financial Services, Inc. | LPL Financial LLC | $64 | 02-26-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
