Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Renee Patricia VanekMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$26511-20-2019
John Kenneth LyndeCetera Advisors LLCLPL Financial LLC11-01-2019
Paul Andrew DesmondCetera Advisors LLCLPL Financial LLC11-01-2019
John Daniel QuinnVALIC Financial Advisors, Inc.LPL Financial LLC10-22-2019
Dipti RathSecurian Financial Services, Inc.LPL Financial LLC09-12-2019
Jignesh PatelFidelity Brokerage Services LLCLPL Financial LLC02-25-2019
Peter William LeistAmeriprise Financial Services, LLCLPL Financial LLC01-15-2019
Gail Lisa AbramsThe Investment Center, Inc.LPL Financial LLC$2511-30-2018
Elizabeth Ann EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10009-14-2018
Michael Erick EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC09-14-2018
Kenneth Scott BotwinickPurshe Kaplan Sterling InvestmentsLPL Financial LLC09-14-2018
Donna Marie EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC09-14-2018
Joseph P. VivianoPrivate Advisor Group, LLCLPL Financial LLC09-10-2018
Christopher John ArditiSantander Securities LLCLPL Financial LLC07-25-2018
David John MelilliLPL Financial LLCLPL Financial LLC$1007-11-2018
Robert Charles Shutte Jr.Cetera Advisor Networks LLCLPL Financial LLC$2506-25-2018
Bhavesh H BhayaniThe Investment Center, Inc.LPL Financial LLC$5004-25-2018
Iveta HedvigThe Investment Center, Inc.LPL Financial LLC$104-25-2018
Mark Anthony FacconeFortis Group Advisors LLCLPL Financial LLC$4904-02-2018
John Edward SpringChelsea Financial ServicesLPL Financial LLC$10003-31-2018
Jason Wayne GonterLPL Financial LLCLPL Financial LLC$2503-20-2018
Natacha Tania Smith1st Global Capital Corp.LPL Financial LLC03-06-2018
Myles Herbert PuglieseMutual Securities, Inc.LPL Financial LLC03-02-2018
Jeffrey Allen FalkeFortis Group Advisors LLCLPL Financial LLC$2503-02-2018
Jeffery Lee AhrensRaymond James Financial Services, Inc.LPL Financial LLC$6402-26-2018
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.