Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bill Eldridge, Don DelmonteAmeriprise Financial Services, Inc.LPL Financial LLC $15810-18-2019
Robert James MasciaGreen Ridge Wealth Planning LLCLPL Financial LLC06-06-2019
Peter William LeistAmeriprise Financial Services, Inc.LPL Financial LLC01-15-2019
Gail Lisa AbramsThe Investment Center, Inc.LPL Financial LLC$2511-30-2018
Elizabeth Ann EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10009-14-2018
Christopher John ArditiSantander Securities LLCLPL Financial LLC07-25-2018
Robert Charles Shutte Jr.Cetera Advisor Networks LLCLPL Financial LLC$2506-25-2018
Mark Anthony FacconeFortis Group Advisors LLCLPL Financial LLC04-02-2018
Jeffery Lee AhrensRaymond James Financial Services, Inc.LPL Financial LLC$6402-26-2018
Neil Kenneth PiperFortis Group Advisors LLCLPL Financial LLC02-21-2018
Lawrence D. ScolovenoFortis Group Advisors LLCLPL Financial LLC02-21-2018
John Anthony NaphorFortis Group Advisors LLCLPL Financial LLC02-21-2018
Kevin Dru KorondiFortis Group Advisors LLCLPL Financial LLC02-21-2018
Thomas James MoyerMutual Securities, Inc.LPL Financial LLC$5001-19-2018
John AromandoCommonwealth Financial NetworkLPL Financial LLC02-28-2017
Anthony James DegerolamoAllstate Financial Services, LLCLPL Financial LLC01-10-2017
Gary T. PlesslAmeriprise Financial Services, Inc.LPL Financial LLC$14309-16-2016
Kevin Douglas HouserAmeriprise Financial Services, Inc.LPL Financial LLC$4809-16-2016
Indya Dominique KellmanM&T Securities, Inc.LPL Financial LLC07-15-2016
Douglas James LockwoodWells Fargo Advisors Financial Network, LLCLPL Financial LLC$5005-04-2016
Don Giovanello Jr.Raymond James Financial Services, Inc.LPL Financial LLC05-02-2016
Jonathan KarnMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-27-2016
Kenneth Bruce RobertsWells Fargo Advisors Financial Network, LLCLPL Financial LLC$5004-15-2016
Jeanne Marie HowellMorgan StanleyLPL Financial LLC01-05-2016
William Steven LarkoPruco Securities, LLC.LPL Financial LLC$2508-20-2015
Next Page »

Showing 1 to 25 of 56 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.