Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Carlisle ChampionChampion Financial & Tax Services, LLCLPL Financial LLC02-02-2009
Andreas HessPNC InvestmentsLPL Financial LLC11-09-2011
Roy Evans Williams Jr.Triad Advisors LLCLPL Financial LLC11-14-2011
Laurie Kane BurkhardtModera Wealth Management, LLCLPL Financial LLC08-27-2012
Steven John BarsolonaSantander Securities LLCLPL Financial LLC09-19-2012
Elizabeth EchavarriaSantander Securities LLCLPL Financial LLC09-19-2012
Karen McGhieSantander Securities LLCLPL Financial LLC09-19-2012
Andrea B SpinosaSantander Securities LLCLPL Financial LLC09-19-2012
April Marie HortonSantander Securities LLCLPL Financial LLC09-19-2012
James Michael StahlNext Financial Group, Inc.LPL Financial LLC$5010-25-2012
Arnold Herbert KaminerAXA Advisors, LLCLPL Financial LLC11-27-2012
Jeremy D. BrowerJ.P. Morgan Securities LLCLPL Financial LLC01-28-2013
Raymond John SuraRaymond James Financial Services, Inc.LPL Financial LLC03-06-2013
Iryna GrachMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-08-2013
Nicholas Robert PontilenaEquity Services, Inc.LPL Financial LLC$1006-05-2013
Joseph Francis Mangold Jr.Garden State Securities, Inc.LPL Financial LLC08-15-2013
Steven Arthur NewmanTFS Securities, Inc.LPL Financial LLC$5002-03-2014
Alan Jeffrey LoginStifel, Nicolaus & Company, IncorporatedLPL Financial LLC$5010-20-2014
Daniel Thomas ForanRaymond James Financial Services, Inc.LPL Financial LLC$10010-31-2014
John Francis ForanRaymond James Financial Services, Inc.LPL Financial LLC$10010-31-2014
Brian Michael SweattRaymond James Financial Services, Inc.LPL Financial LLC$5010-31-2014
Mark Zachary WaltersRaymond James Financial Services, Inc.LPL Financial LLC$2510-31-2014
Jessica Claire WeaverRaymond James Financial Services, Inc.LPL Financial LLC10-31-2014
Thomas James PutneyJLP Capital ManagementLPL Financial LLC12-03-2014
Edward Alan MetzRaymond James Financial Services, Inc.LPL Financial LLC$10001-09-2015
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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