Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bret Alexander HartmanBFC Planning, Inc.LPL Financial LLC09-30-2020
Harvey Stuart BerkKestra Investment Services, LLCLPL Financial LLC08-17-2020
Scott David JohnstonKestra Investment Services, LLCLPL Financial LLC$508-17-2020
Harvey Stuart BerkKestra Investment Services, LLCLPL Financial LLC08-17-2020
Richard John UrciuoliSummit Planning Group, Inc.LPL Financial LLC08-11-2020
Richard John UrciuoliSummit Planning Group, Inc.LPL Financial LLC08-11-2020
Carlos M VillarCitigroup Global Markets Inc.LPL Financial LLC05-08-2020
Steven Kamel SayeghCetera Investment Services LLCLPL Financial LLC$5004-16-2020
Ramiro D. GalvanWells Fargo Clearing Services, LLCLPL Financial LLC02-28-2020
Patricia A. FlemingM&T Securities, Inc.LPL Financial LLC02-21-2020
Michael Paul PfeufferHazard & Siegel, Inc.LPL Financial LLC01-31-2020
Deborah Ann DipietroCommonwealth Financial NetworkLPL Financial LLC01-30-2020
Kristopher M. WadsworthNYLIFE Securities LLCLPL Financial LLC01-28-2020
Jaclyn E. MercerEllevestLPL Financial LLC12-24-2019
Charles Steven KassatlyCetera Investment Services LLCLPL Financial LLC12-06-2019
Mitchell Scott KahnFirst Allied Securities, Inc.LPL Financial LLC$10012-03-2019
Joseph Santoro Jr.Benchmark Investments, Inc.LPL Financial LLC11-22-2019
Jennifer Beau PetersonCapitol Securities Management, Inc.LPL Financial LLC11-15-2019
Jorge Luis GonzalezJ.P. Morgan Securities LLCLPL Financial LLC11-13-2019
Jonathan Michael BartholomewLPL Financial LLCLPL Financial LLC$5011-08-2019
Matthew Christopher BoyleSagePoint Financial, Inc.LPL Financial LLC10-31-2019
Kenneth John ArellanoCadaret, Grant & Co., Inc.LPL Financial LLC10-21-2019
Marguerite DanaherAmeriprise Financial Services, LLCLPL Financial LLC09-27-2019
Charles Michael AbbottJ.P. Morgan Securities LLCLPL Financial LLC09-13-2019
Christine Ann LaneCommonwealth Financial NetworkLPL Financial LLC09-09-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.