Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Andrew DickPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Geoffrey F ForcinoPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Brian LynchPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Geoffrey F ForcinoPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Christine Ann LaneCommonwealth Financial NetworkLPL Financial LLC09-09-2019
Christine Ann LaneCommonwealth Financial NetworkLPL Financial LLC09-09-2019
John Richard Kelley Jr.Vanderbilt Securities, LLCLPL Financial LLC$5008-30-2019
Roger Alan ClarksonSagePoint Financial, Inc.LPL Financial LLC$10008-30-2019
Anthony PalmeriInternational Assets Advisory, LLCLPL Financial LLC08-20-2019
Anthony PalmeriInternational Assets Advisory, LLCLPL Financial LLC08-20-2019
Jonathan BostwickAllstate Financial Services, LLCLPL Financial LLC07-23-2019
Jeremy L DarstekAmeriprise Financial Services, Inc.LPL Financial LLC07-15-2019
Reudel DiazAmerican Portfolios Financial Services, Inc.LPL Financial LLC07-11-2019
Kyle A LeikamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Susan L Stone SchellIFP Securities, LLCLPL Financial LLC$5005-23-2019
Dominick Joseph PanettaIFP Securities, LLCLPL Financial LLC$1005-23-2019
John Francis TubridyIFP Securities, LLCLPL Financial LLC$5005-22-2019
Robin Dale BlackmanIFP Securities, LLCLPL Financial LLC05-22-2019
Deron Bruce GlickertCadaret, Grant & Co., Inc.LPL Financial LLC05-08-2019
Michael Angelo StinsonCitizens Securities, Inc.LPL Financial LLC04-23-2019
Joffre SalazarAmerican Portfolios Financial Services, Inc.LPL Financial LLC04-08-2019
Anthony Albert ManiscalcoSantander Securities LLCLPL Financial LLC02-21-2019
Laila ParveenSantander Securities LLCLPL Financial LLC02-15-2019
James Albert NielsenCUSO Financial Services, L.P.LPL Financial LLC02-04-2019
Jian HeHSBC Securities (USA) Inc.LPL Financial LLC01-31-2019
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Showing 1 to 25 of 158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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