Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan BostwickAllstate Financial Services, LLCLPL Financial LLC07-23-2019
Reudel DiazAmerican Portfolios Financial Services, Inc.LPL Financial LLC07-11-2019
Joffre SalazarAmerican Portfolios Financial Services, Inc.LPL Financial LLC04-08-2019
Judith Ann LassekAmerican Portfolios Financial Services, Inc.LPL Financial LLC$2509-11-2015
James Robert HillAmerican Portfolios Financial Services, Inc.LPL Financial LLC12-16-2011
John Brendan DobbertinAmerican Portfolios Financial Services, Inc.LPL Financial LLC09-03-2009
Jeremy L DarstekAmeriprise Financial Services, Inc.LPL Financial LLC07-15-2019
Benjamin C LingenfelterAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2018
Henry C MatheisAmeriprise Financial Services, Inc.LPL Financial LLC$5011-03-2014
Najala LangloisAmeriprise Financial Services, Inc.LPL Financial LLC$1010-02-2012
Daniel Anthony BragaAXA Advisors, LLCLPL Financial LLC09-28-2017
Deron Bruce GlickertCadaret, Grant & Co., Inc.LPL Financial LLC05-08-2019
Daniel Joseph AspenleiterCadaret, Grant & Co., Inc.LPL Financial LLC04-20-2018
Scott Alan FergusonCadaret, Grant & Co., Inc.LPL Financial LLC$2501-02-2018
Mark Anthony SayaCadaret, Grant & Co., Inc.LPL Financial LLC$2509-07-2016
Angela Claire ReaCadaret, Grant & Co., Inc.LPL Financial LLC05-12-2016
Louis Daniel RiveraCadaret, Grant & Co., Inc.LPL Financial LLC09-01-2015
Olivier AllainCambridge Investment Research, Inc.LPL Financial LLC$2508-10-2015
Peter Karl BenekeCambridge Investment Research, Inc.LPL Financial LLC$1008-10-2015
Douglas Marc AbbateCambridge Investment Research, Inc.LPL Financial LLC$1008-10-2015
Christopher Scott RennaCambridge Investment Research, Inc.LPL Financial LLC08-10-2015
Kenneth W ReitzCambridge Investment Research, Inc.LPL Financial LLC12-03-2012
Dennis P OconnorCetera Advisors LLCLPL Financial LLC$2508-23-2013
Albert Warner Fenical IIICetera Investment Services LLCLPL Financial LLC03-12-2018
Shuhong RongCetera Investment Services LLCLPL Financial LLC09-25-2017
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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