Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tina Marie NofzingerCambridge Investment Research, Inc.LPL Financial LLC06-18-2019
Julie Anne Vavra DaleySecurities America, Inc.LPL Financial LLC11-01-2018
James Thomas EliosPrivate Client Services, LLCLPL Financial LLC$5010-04-2018
Christopher Leonard LandaThe O.N. Equity Sales CompanyLPL Financial LLC09-14-2018
Brian Patrick GiestingPrivate Client Services, LLCLPL Financial LLC$1006-01-2018
Ryan Pat BonaventuraPrivate Client Services, LLCLPL Financial LLC$2506-01-2018
Brian David SmithSecurities America, Inc.LPL Financial LLC$25005-09-2018
Jerald Lewis ButtsSecurities America, Inc.LPL Financial LLC$105-09-2018
Christopher M EatonFifth Third Securities, Inc.LPL Financial LLC02-15-2018
Jeremy Michael BokCommonwealth Financial NetworkLPL Financial LLC01-26-2018
Ronald Lee MahorneyCincinnati Wealth Management, Inc.LPL Financial LLC01-22-2018
Stephen Andrew McbrideHeritage Wealth Partners, LLCLPL Financial LLC11-21-2017
Mark Wayne MorganSecurian Financial Services, Inc.LPL Financial LLC07-18-2017
Jeffrey Scott HuntW&S Brokerage Services, Inc.LPL Financial LLC06-13-2017
Larry Gene KlotzNational Planning CorporationLPL Financial LLC04-21-2017
Christopher James ReddingtonAllstate Financial Services, LLCLPL Financial LLC04-20-2017
Brian Anthony KellettPurshe Kaplan Sterling InvestmentsLPL Financial LLC04-10-2017
Brandon Everett HarrisonRaymond James Financial Services, Inc.LPL Financial LLC$15003-17-2017
Christopher Scott HouseRaymond James Financial Services, Inc.LPL Financial LLC03-17-2017
Kevin Allen GreenRaymond James Financial Services, Inc.LPL Financial LLC$5003-17-2017
Nora Elizabeth GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-28-2017
David Joseph SchmerberCetera Advisors LLCLPL Financial LLC$1002-08-2017
Bonnie Nicoletta CannonThe Huntington Investment CompanyLPL Financial LLC02-01-2017
Brian Christopher HirkoThe Huntington Investment CompanyLPL Financial LLC02-01-2017
Brian James GrossmanThe Huntington Investment CompanyLPL Financial LLC02-01-2017
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Showing 1 to 25 of 170 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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