Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Ferris SolomonAdvantage Investment Management, LLCLPL Financial LLC03-08-2017
David Francis TreftAdvantage Investment Management, LLCLPL Financial LLC08-12-2013
Ronald Perez PalancaAdvisors' Pride Inc.LPL Financial LLC09-22-2016
Christopher James ReddingtonAllstate Financial Services, LLCLPL Financial LLC04-20-2017
Carlo T. DuranAllstate Financial Services, LLCLPL Financial LLC07-20-2015
Marie Elizabeth Studniarz RudolphAmerican Portfolios Financial Services, Inc.LPL Financial LLC08-30-2019
Dennis Christopher CoonAmerican Portfolios Financial Services, Inc.LPL Financial LLC$10012-16-2011
James Jones, Steven SmetanaAmeriprise Financial Services, Inc.LPL Financial LLC$6412-09-2016
Joshua Anglin, Thomas CompernolleAmeriprise Financial Services, Inc.LPL Financial LLC$5412-08-2016
Thomas Lee MctaggartAmeriprise Financial Services, Inc.LPL Financial LLC10-19-2012
James Edward StefanoffAmeriprise Financial Services, Inc.LPL Financial LLC$50009-23-2011
John Calvin Barber Jr.Ameritas Investment Corp.LPL Financial LLC$25006-03-2019
Walter English MooreAppaloosa Wealth Management LLCLPL Financial LLC01-31-2014
Sarah Jane Mitchell HuelsmanAXA Advisors, LLCLPL Financial LLC12-12-2014
Joshua Scott HaireBohmer Kilcoyne Wealth Management, LLCLPL Financial LLC09-06-2013
David Bernard HaireBohmer Kilcoyne Wealth Management, LLCLPL Financial LLC09-04-2013
Robert Thomas DeitrickCadaret, Grant & Co., Inc.LPL Financial LLC$25002-12-2010
Steven MorganCadaret, Grant & Co., Inc.LPL Financial LLC$25002-12-2010
Joseph Patrick CallahanCallahan FinancialLPL Financial LLC04-01-2016
Tina Marie NofzingerCambridge Investment Research, Inc.LPL Financial LLC06-18-2019
Zel Edward BushCambridge Investment Research, Inc.LPL Financial LLC$10005-16-2018
Brian David FenstermakerCambridge Investment Research, Inc.LPL Financial LLC$50010-25-2016
David Alan KrebsCambridge Investment Research, Inc.LPL Financial LLC10-25-2016
Phillip M. GareyCambridge Investment Research, Inc.LPL Financial LLC10-25-2016
John Raymond SchableinCambridge Investment Research, Inc.LPL Financial LLC$10011-17-2015
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Showing 1 to 25 of 310 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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