Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
York Sean CaywoodNext Financial Group, Inc.LPL Financial LLC07-28-2009
Geoffrey Gordon GlazierSecurities America, Inc.LPL Financial LLC08-20-2009
Kevin Michael PowersCharter Advisory CorporationLPL Financial LLC10-01-2009
John Gerard VertalSecurities Service Network, LLCLPL Financial LLC10-12-2009
Robert Thomas DeitrickCadaret, Grant & Co., Inc.LPL Financial LLC$2502-12-2010
Steven MorganCadaret, Grant & Co., Inc.LPL Financial LLC02-12-2010
Samuel James LupicaStratos Wealth Partners, LtdLPL Financial LLC08-13-2010
Donald David BoucherWestminster Financial Securities, Inc.LPL Financial LLC$5008-20-2010
Eric Richard FeathersRaymond James Financial Services, Inc.LPL Financial LLC$2509-22-2010
Patrick Kevin CrimminsRaymond James Financial Services, Inc.LPL Financial LLC09-22-2010
Kelly J. RhoadesRaymond James Financial Services, Inc.LPL Financial LLC09-22-2010
Thomas Jeffrey BakerRaymond James Financial Services, Inc.LPL Financial LLC09-22-2010
Sarah B. CannonRaymond James Financial Services, Inc.LPL Financial LLC09-22-2010
Kirk Lee BernhardNorthwestern Mutual Investment Services, LLCLPL Financial LLC10-27-2010
Brian Thomas MillsCetera Advisors LLCLPL Financial LLC11-18-2010
Patricia Ann FinchMcGervey Wealth Management, LLCLPL Financial LLC02-22-2011
David Allen GranoLincoln Financial Advisors CorporationLPL Financial LLC03-04-2011
Nicholas D. FauberMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-31-2011
Ryan Lee KitsonWRK Investments, LLCLPL Financial LLC04-07-2011
James Allen DeanNationwide Securities, LLCLPL Financial LLC04-26-2011
Benjamin C. HeadleeEdward JonesLPL Financial LLC06-10-2011
James Edward StefanoffAmeriprise Financial Services, Inc.LPL Financial LLC$5009-23-2011
Philip Edgar NobleMorgan StanleyLPL Financial LLC$10011-16-2011
Michael Don KuglerCetera Advisors LLCLPL Financial LLC11-18-2011
Scott Allen McDougalH. Beck, Inc.LPL Financial LLC$2501-03-2012
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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