Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Lee BoehmKMS Financial Services, Inc.LPL Financial LLC06-24-2011
Edward Dayan RubinCUSO Financial Services, L.P.LPL Financial LLC02-01-2012
Daniel Thomas GellnerAmeriprise Financial Services, Inc.LPL Financial LLC$2504-20-2012
John Richard CroninAmerican Independent Securities Group, LLCLPL Financial LLC09-19-2012
Niki Diane SandsJ.P. Morgan Securities LLCLPL Financial LLC11-29-2012
Seth Adam PrescottU.S. Bancorp Investments, Inc.LPL Financial LLC12-17-2012
Julie M. ClelandU.S. Bancorp Investments, Inc.LPL Financial LLC12-20-2012
Richard Raymond RogersSecurities America, Inc.LPL Financial LLC01-22-2013
Samantha Rae WigginsWaddell & ReedLPL Financial LLC11-18-2013
Jeffrey Leverett McCulloughKoenig Investment Advisory, LLCLPL Financial LLC05-20-2014
Dean Everett EisenbraunKMS Financial Services, Inc.LPL Financial LLC01-21-2015
Jason Jon Peters, Erik Karl PetersonCommonwealth Financial NetworkLPL Financial LLC$5002-13-2015
William Zachary HillAmeriprise Financial Services, Inc.LPL Financial LLC05-15-2015
Mary Elizabeth CaseyUmpqua Investments, Inc.LPL Financial LLC$2509-08-2015
Mark Neale TompkinsUmpqua Investments, Inc.LPL Financial LLC$2509-08-2015
Leann Renae GilmoreUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Eric Peter PiferWells Fargo Clearing Services, LLCLPL Financial LLC$20001-25-2016
James Alan KuxhausCetera Advisors LLCLPL Financial LLC$1808-25-2016
Melanie Lynnae CarpenterM Holdings Securities, Inc.LPL Financial LLC$1009-19-2016
Jason Daniel SiiJ.P. Morgan Securities LLCLPL Financial LLC10-07-2016
Brian Edwin GriffithAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Mark Brian DegnerAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Thomas Bynes OuimetteCross Financial AdvisorsLPL Financial LLC06-29-2017
Matthew Joseph ContiCross Financial AdvisorsLPL Financial LLC06-29-2017
Daniel W RetzlaffCross Financial AdvisorsLPL Financial LLC06-29-2017
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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