Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Lee GribschawCambridge Investment Research, Inc.LPL Financial LLC$2504-26-2019
Gary Eugene AltFarmers Financial Solutions, LLCLPL Financial LLC01-25-2019
Steven TalleySantander Securities LLCLPL Financial LLC11-09-2018
J. Stephen Stephen RichardsonPruco Securities, LLC.LPL Financial LLC10-08-2018
Eugene Lawrence Klesser IIResources Investment AdvisorsLPL Financial LLC09-21-2018
Katrina Cannon BoucherResources Investment AdvisorsLPL Financial LLC09-19-2018
Andrew Wayne KernVicus Capital, Inc.LPL Financial LLC09-04-2018
Andrew David SilverPrivate Client Services, LLCLPL Financial LLC08-02-2018
Brandon Xavier SchwanPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Brian Alan RobinettePrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Karen Lynn LapinaPrivate Client Services, LLCLPL Financial LLC$1,00008-02-2018
Kerry A Kelly Jr.Private Client Services, LLCLPL Financial LLC$18408-02-2018
Michael Edmund FertigPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Robert James YelenovskyPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
William Thomas Spence Sr.Private Client Services, LLCLPL Financial LLC$2508-02-2018
Keith Thomas Lohm Sr.Citizens Securities, Inc.LPL Financial LLC04-03-2018
Gene WardoInvestacorp, Inc.LPL Financial LLC02-23-2018
Matthew G GeerCambridge Investment Research, Inc.LPL Financial LLC$2502-20-2018
Jason Wayne ForsytheWealthcare Advisory Partners LLCLPL Financial LLC02-13-2018
Thomas Avery SkelleyWealthcare Advisory Partners LLCLPL Financial LLC02-09-2018
Kevin Ralph CfpWealthcare Advisory Partners LLCLPL Financial LLC02-08-2018
Joshua Glenn RothbardWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Travis Karabin BoyerWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Edward Mendenhall TaylorSantander Securities LLCLPL Financial LLC11-01-2017
Julie Marie KempGood Life Advisors, LLCLPL Financial LLC10-18-2017
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Showing 1 to 25 of 259 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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