Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold Joseph Beshaw1st Global Capital Corp.LPL Financial LLC08-13-2012
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Jude Ryan McDonoughAlliance Wealth Advisors, LLCLPL Financial LLC$5010-13-2019
Matthew Lawrence StaplesAmeriprise Financial Services, LLCLPL Financial LLC10-24-2016
Ashley Ellen NicklAmeriprise Financial Services, LLCLPL Financial LLC01-09-2015
Bryan Adam KupchikAmeriprise Financial Services, LLCLPL Financial LLC$102-14-2014
Robert Glenn SchultzAmeriprise Financial Services, LLCLPL Financial LLC$102-14-2014
Kenneth Alfred HeritageAmeriprise Financial Services, LLCLPL Financial LLC$5010-15-2012
Douglas Heath McCullochAmeriprise Financial Services, LLCLPL Financial LLC$1010-01-2012
Richard D. MutchlerAmeriprise Financial Services, LLCLPL Financial LLC$2510-01-2012
Steven Joseph ParoliniAmeriprise Financial Services, LLCLPL Financial LLC07-09-2012
Christopher Herbert BronsonAreteLPL Financial LLC04-04-2017
Michael Joseph JanvrinAtlas Wealth Partners LLCLPL Financial LLC10-01-2015
Kevin Michael RossAXA Advisors, LLCLPL Financial LLC11-02-2015
Nicholas J AdornettoBCG Securities, Inc.LPL Financial LLC06-28-2013
Philip Allen RogersBeam Asset Management, LLCLPL Financial LLC$10004-06-2015
Kendra A. Mccommon-SelfBNY Mellon Securities CorporationLPL Financial LLC05-25-2017
Lisa Joyce DelisioBNY Mellon Securities CorporationLPL Financial LLC12-20-2010
Michael Paul DichiazzaBPU Investment Management Inc.LPL Financial LLC06-25-2010
Brian Denis BroganBrogan Group Investment Advisors LLCLPL Financial LLC11-25-2009
Ronald Lee GribschawCambridge Investment Research, Inc.LPL Financial LLC$2504-26-2019
Matthew Gates GeerCambridge Investment Research, Inc.LPL Financial LLC02-20-2018
Ronald Fair Paull IIICambridge Investment Research, Inc.LPL Financial LLC$1009-10-2015
Michael DichristofaroCambridge Investment Research, Inc.LPL Financial LLC$1007-01-2015
Michael Joseph MazurekCambridge Investment Research, Inc.LPL Financial LLC01-02-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.