Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam E. TruittCetera Advisor Networks LLCLPL Financial LLC02-13-2017
Adam Matthew KearnsEssex National Securities, LLCLPL Financial LLC03-28-2014
Alan David JacobsonM&T Securities, Inc.LPL Financial LLC$1005-02-2013
Alan Michael UlrichSantander Securities LLCLPL Financial LLC09-29-2014
Alison Elizabeth Pettine HeckerWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Allen James RogersSecurities America, Inc.LPL Financial LLC$5006-30-2015
Andrew A ArnoCetera Advisors LLCLPL Financial LLC$1008-21-2017
Andrew Wayne KernVicus Capital, Inc.LPL Financial LLC09-04-2018
Angela Rae JacksonCetera Investment Services LLCLPL Financial LLC02-11-2014
Ann M. KarpovichCetera Investment Services LLCLPL Financial LLC02-11-2014
Anna Marie MinemyerCetera Investment Services LLCLPL Financial LLC02-11-2014
Annette Marie HubbertUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC11-14-2019
Anthony Steven MartinelliJacobi Capital Management, LLCLPL Financial LLC$15006-13-2014
Antoniya Georgieva GospodinovWells Fargo Clearing Services, LLCLPL Financial LLC09-30-2016
Archibald William McMichael IIILifeMark Securities Corp.LPL Financial LLC$1001-10-2012
Arthur Joseph SmithCapital AnalystsLPL Financial LLC$15005-13-2019
Arthur Joseph SmithInvestment Professionals, Inc.LPL Financial LLC12-03-2012
Ashley Ellen NicklAmeriprise Financial Services, LLCLPL Financial LLC01-09-2015
Benjamin Eric RathfonGlobal Retirement Partners LLCLPL Financial LLC04-04-2017
Brad Lee James GriswoldPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5009-30-2011
Bradley James SergentVALIC Financial Advisors, Inc.LPL Financial LLC$1011-20-2013
Brendan SpeersSecurian Financial Services, Inc.LPL Financial LLC$10009-30-2014
Brian Alan RobinettePrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Brian Andrew HillRaymond James Financial Services, Inc.LPL Financial LLC12-07-2012
Brian D. AdelbergerWells Fargo Clearing Services, LLCLPL Financial LLC03-05-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.