Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Annette Marie HubbertUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC11-14-2019
Joshua David TitusWoodbury Financial Services, Inc.LPL Financial LLC05-23-2019
Victor D. BellCetera Advisor Networks LLCLPL Financial LLC04-02-2019
Gary Eugene AltFarmers Financial Solutions, LLCLPL Financial LLC01-25-2019
Kyle Mcquaide LonsingerTD Ameritrade Investment Management, LLCLPL Financial LLC01-14-2019
Steven TalleySantander Securities LLCLPL Financial LLC11-09-2018
J. Stephen RichardsonPruco Securities, LLC.LPL Financial LLC10-08-2018
Eugene Lawrence Klesser IIResources Investment AdvisorsLPL Financial LLC09-21-2018
Katrina Cannon BoucherResources Investment AdvisorsLPL Financial LLC09-19-2018
Andrew Wayne KernVicus Capital, Inc.LPL Financial LLC09-04-2018
Francis Frederick DziennikPruco Securities, LLC.LPL Financial LLC05-23-2018
Keith Thomas Lohm Sr.Citizens Securities, Inc.LPL Financial LLC04-03-2018
Gene WardoInvestacorp, Inc.LPL Financial LLC02-23-2018
James Henry ClarkPrivate Advisor Group, LLCLPL Financial LLC02-22-2018
Jason Wayne ForsytheWealthcare Advisory Partners LLCLPL Financial LLC02-13-2018
Thomas Avery SkelleyWealthcare Advisory Partners LLCLPL Financial LLC02-09-2018
Kevin RalphWealthcare Advisory Partners LLCLPL Financial LLC02-08-2018
Joshua Glenn RothbardWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Travis Karabin BoyerWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Alison Elizabeth Pettine HeckerWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Julie Marie KempGood Life Advisors, LLCLPL Financial LLC10-18-2017
Timothy Donald BaconGreat Valley Advisor Group, Inc.LPL Financial LLC08-01-2017
Patrick B. BungoCetera Investment Services LLCLPL Financial LLC07-14-2017
Susan Leigh SaritiNortheast Advisory Group, LLCLPL Financial LLC06-09-2017
Nicholas Philip TravagliniSecurian Financial Services, Inc.LPL Financial LLC04-26-2017
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Showing 1 to 25 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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