Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Sean VereenMML Investors Services, LLCLPL Financial LLC10-20-2009
Bernice C. PittmanSunTrust Investment Services, Inc.LPL Financial LLC06-02-2010
Deborah Lawrence PerryVoya Financial Advisors, Inc.LPL Financial LLC$1002-17-2011
Wesley Jonathan RobbinsU.S. Bancorp Investments, Inc.LPL Financial LLC03-21-2011
Jeffrey F. PolingProEquities, Inc.LPL Financial LLC04-29-2011
Vicki Gillespie MarkhamWiley Bros.-Aintree Capital, LLCLPL Financial LLC06-01-2011
Mark Todd JacobsMorgan StanleyLPL Financial LLC$5009-08-2011
Derek Merle HeapSagePoint Financial, Inc.LPL Financial LLC$15011-30-2011
Benjamin Critz FisherRaymond James & Associates, Inc.LPL Financial LLC$5001-03-2012
William Eugene Davis IIIThe Options Group, LLCLPL Financial LLC05-15-2012
Matthew Thomas LawsonRaymond James Financial Services, Inc.LPL Financial LLC06-29-2012
Clinton Jesse BarfieldRaymond James Financial Services, Inc.LPL Financial LLC06-29-2012
William Forrest Winchester IIIRaymond James Financial Services, Inc.LPL Financial LLC$5006-29-2012
Michael Paul SchlegerRaymond James Financial Services, Inc.LPL Financial LLC06-29-2012
Daniel S. NortonRaymond James Financial Services, Inc.LPL Financial LLC06-29-2012
Benjamin Taylor HaneyUBS Financial Services Inc.LPL Financial LLC07-30-2012
Bobby Jacob TallentCharles Schwab & Co., Inc.LPL Financial LLC08-09-2012
Taylor C. IrwinResource Horizons Group LLCLPL Financial LLC$10008-10-2012
Robert Michael ZyzoSecurities Service Network, LLCLPL Financial LLC$2509-18-2012
Jeffrey Alan DuncanThe O.N. Equity Sales CompanyLPL Financial LLC$1001-01-2013
Jon David McKnightTriad Advisors LLCLPL Financial LLC$2503-01-2013
Thomas Keith AndersonTriad Advisors LLCLPL Financial LLC05-15-2013
Hazel Ruth DavisTriad Advisors LLCLPL Financial LLC$2506-03-2013
Charles Edgar OzmentTriad Advisors LLCLPL Financial LLC$1006-06-2013
Phyllis Elaine EdwardsState Farm VP Management Corp.LPL Financial LLC07-29-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.