Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Alvis Gentry IIEdward JonesLPL Financial LLC$1205-01-2017
Benjamin Critz FisherRaymond James & Associates, Inc.LPL Financial LLC$5001-03-2012
Carrie Michelle TurcotteWells Fargo Advisors Financial Network, LLCLPL Financial LLC11-05-2015
Charles Mathison Tyndal IIIMorgan StanleyLPL Financial LLC02-14-2017
Christopher Earland O'DellCambridge Investment Research, Inc.LPL Financial LLC11-09-2015
Christy Ann CornellRaymond James & Associates, Inc.LPL Financial LLC$2501-30-2014
Clinton Jesse BarfieldRaymond James Financial Services, Inc.LPL Financial LLC06-29-2012
Daniel S. NortonRaymond James Financial Services, Inc.LPL Financial LLC06-29-2012
Derek Merle HeapSagePoint Financial, Inc.LPL Financial LLC$15011-30-2011
George Herve Blais IIIAmerican Portfolios Financial Services, Inc.LPL Financial LLC12-06-2013
Jennifer Jordan FeldhausRaymond James Financial Services, Inc.LPL Financial LLC$2507-02-2015
Kenneth David WrightInfinex Investments, Inc.LPL Financial LLC$5003-01-2016
Krista T. BowenBB&T Securities, LLCLPL Financial LLC08-14-2018
Lauren Elizabeth KirklandLincoln Financial Advisors CorporationLPL Financial LLC10-31-2016
Mark Todd JacobsMorgan StanleyLPL Financial LLC$5009-08-2011
Megan Brianne BynumCambridge Investment Research, Inc.LPL Financial LLC01-02-2018
Michael Bryant BishopCambridge Investment Research, Inc.LPL Financial LLC06-02-2017
Michael Coy LawsonCambridge Investment Research, Inc.LPL Financial LLC$1409-25-2017
Michael Eugene MoffittSilver Oak Securities, IncorporatedLPL Financial LLC$2510-02-2018
Michael Paul SchlegerRaymond James Financial Services, Inc.LPL Financial LLC06-29-2012
Michael Sean VereenMML Investors Services, LLCLPL Financial LLC09-11-2009
Michael Wayne CartwrightRaymond James Financial Services, Inc.LPL Financial LLC12-19-2014
Peter Barry WolkSecurities Service Network, LLCLPL Financial LLC08-18-2014
Phyllis Elaine EdwardsState Farm VP Management Corp.LPL Financial LLC07-29-2013
Robert Lowell WarrenVALIC Financial Advisors, Inc.LPL Financial LLC12-11-2017
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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