Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Thuy BuiJ.P. Morgan Securities LLCLPL Financial LLC08-20-2020
Anthony Thuy BuiJ.P. Morgan Securities LLCLPL Financial LLC08-20-2020
Kevin Eugene MooreCalton & Associates, Inc.LPL Financial LLC04-13-2020
Ahren Richard SchulzPruco Securities, LLC.LPL Financial LLC04-13-2020
William Edward DendyRaymond James Financial Services, Inc.LPL Financial LLC$15003-31-2020
Todd Allen PaceRaymond James Financial Services, Inc.LPL Financial LLC03-31-2020
Tanner G. MathisRaymond James Financial Services, Inc.LPL Financial LLC$15003-31-2020
Richard Edward Talbot Jr.Cetera Investment Services LLCLPL Financial LLC03-30-2020
Juan BandaBBVA Securities Inc.LPL Financial LLC03-03-2020
David Livingston MayfieldStrategic Financial Concepts, LLCLPL Financial LLC$2502-26-2020
Melissa Dawn LevesqueJ.P. Morgan Securities LLCLPL Financial LLC02-24-2020
Jacob Nolan GuinnJ.P. Morgan Securities LLCLPL Financial LLC$1001-07-2020
Ozioma OnyeukuJ.P. Morgan Securities LLCLPL Financial LLC01-06-2020
Kevin Joseph WeluLion Street Financial, LLCLPL Financial LLC$5012-06-2019
John Barton StevensStrategic Financial Concepts, LLCLPL Financial LLC12-04-2019
Esmeralda ValarezoRaymond James Financial Services, Inc.LPL Financial LLC12-02-2019
Joshua Jonathan CraderFidelity Brokerage Services LLCLPL Financial LLC11-26-2019
Kevin Meredith McCoy IICetera Investment Services LLCLPL Financial LLC$2510-30-2019
Adrian Trent PodsednikAvantax Investment Services, Inc.LPL Financial LLC$1,00010-21-2019
Natalie Jean EsquibelJ.P. Morgan Securities LLCLPL Financial LLC09-26-2019
Tanner G. MathisLPL Financial LLCLPL Financial LLC$15009-20-2019
David Arnold ScottCambridge Investment Research, Inc.LPL Financial LLC09-17-2019
Michael Elliott SmithBBVA Securities Inc.LPL Financial LLC08-16-2019
Robyn Marie KrahnFSC Securities CorporationLPL Financial LLC08-16-2019
Michael Gene SatterwhiteRoyal Alliance Associates, Inc.LPL Financial LLC08-16-2019
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Showing 1 to 25 of 383 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.