Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Natalie Jean EsquibelJ.P. Morgan Securities LLCLPL Financial LLC09-26-2019
David Arnold ScottCambridge Investment Research, Inc.LPL Financial LLC09-17-2019
Robert Dennis KlepnerSigma Financial CorporationLPL Financial LLC09-13-2019
Robert Dennis KlepnerSigma Financial CorporationLPL Financial LLC09-13-2019
Jorge Cesar Escobedo Jr.Cetera Investment Services LLCLPL Financial LLC06-28-2019
Amy Lynn ColtonIFP Securities, LLCLPL Financial LLC05-28-2019
Bryan David UeckerIFP Securities, LLCLPL Financial LLC$5005-23-2019
Konrad Gayle KuykendallIFP Securities, LLCLPL Financial LLC$1505-23-2019
Michael Byron LoaderIFP Securities, LLCLPL Financial LLC05-23-2019
Robert Christy DemingIFP Securities, LLCLPL Financial LLC05-22-2019
Steven Allen AnderslandIFP Securities, LLCLPL Financial LLC05-22-2019
George Albert CattatIFP Securities, LLCLPL Financial LLC05-22-2019
Stephen J. CrossCross Financial Strategies, LLCLPL Financial LLC05-13-2019
Jabari Ali MorganWells Fargo Clearing Services, LLCLPL Financial LLC04-04-2019
Doris G. SilvaVALIC Financial Advisors, Inc.LPL Financial LLC03-25-2019
Eric J HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-25-2019
Jason P MartinezCetera Investment Services LLCLPL Financial LLC03-01-2019
Brandy Rae LeeJ.P. Morgan Securities LLCLPL Financial LLC02-28-2019
Jerry Lee EmmonsCetera Advisor Networks LLCLPL Financial LLC$5002-19-2019
Robert Deane Lenertz Jr.Cambridge Investment Research, Inc.LPL Financial LLC$2501-23-2019
Robert S. DoughertyArete Investments, LLCLPL Financial LLC01-18-2019
David A. TolsonArete Investments, LLCLPL Financial LLC01-16-2019
Quincy Jovon GoudeauWells Fargo Clearing Services, LLCLPL Financial LLC12-07-2018
Marshall Charles Barclay Jr.Level Four Advisory ServicesLPL Financial LLC11-12-2018
Philip John ClesiHD Vest Investment ServicesLPL Financial LLC$1410-25-2018
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Showing 1 to 25 of 144 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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