Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea HillAmeriprise Financial Services, LLCLPL Financial LLC09-04-2018
Jeremy Stephen LeavittAmeriprise Financial Services, LLCLPL Financial LLC06-07-2018
Ronald Charles MillsAmeriprise Financial Services, LLCLPL Financial LLC$2509-18-2017
Arthur J. Smithee Jr.Berthel, Fisher & Company Financial Services, Inc.LPL Financial LLC$2501-28-2015
Matthew Donald CarlsonCetera Advisor Networks LLCLPL Financial LLC03-05-2018
David Franklin DoddsCetera Advisor Networks LLCLPL Financial LLC06-21-2013
Craig Brimhall NelsonCrewe AdvisorsLPL Financial LLC03-13-2019
Daniel J LarsenCUNA Brokerage Services, Inc.LPL Financial LLC08-01-2016
Matthew Paul PettitCUSO Financial Services, L.P.LPL Financial LLC03-26-2018
Ashley Marie CarrilloCUSO Financial Services, L.P.LPL Financial LLC10-24-2017
Douglas Ried DanielsCUSO Financial Services, L.P.LPL Financial LLC09-12-2017
Ryan Jan TurnerCUSO Financial Services, L.P.LPL Financial LLC04-24-2017
Hylan A. HarperCutter & Company, Inc.LPL Financial LLC12-01-2017
Mark Akert GilbertDFPG Investments, LLCLPL Financial LLC06-28-2016
Roy Russell JonesDFPG Investments, LLCLPL Financial LLC$2507-01-2015
Joshua Paul Edward Dale Ray JonesDFPG Investments, LLCLPL Financial LLC07-01-2015
Justin Wade NelsonElevated Capital Advisors, LLCLPL Financial LLC02-08-2018
Brian Richard MorganFidelity Brokerage Services LLCLPL Financial LLC04-22-2015
Brent Van LottGirard Securities, Inc.LPL Financial LLC$10010-28-2013
Jason Reed NelsonKeystone Wealth AdvisorsLPL Financial LLC04-26-2018
Gordon Levi NelsonKeystone Wealth AdvisorsLPL Financial LLC10-31-2011
Tyler Jay VanderbeekKeystone Wealth AdvisorsLPL Financial LLC09-12-2011
Kathe Sorrentino WilsonLPL Financial LLCLPL Financial LLC12-19-2018
Chase Manning FlintLPL Financial LLCLPL Financial LLC08-25-2017
Alan John Kapinos Jr.LPL Financial LLCLPL Financial LLC$5006-06-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.