Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Jay VanderbeekKeystone Wealth AdvisorsLPL Financial LLC09-12-2011
Gordon Levi NelsonKeystone Wealth AdvisorsLPL Financial LLC10-31-2011
David Franklin DoddsCetera Advisor Networks LLCLPL Financial LLC$1006-21-2013
Michael Dean GourleySecurities America, Inc.LPL Financial LLC$1010-01-2014
Maria Celia Acriche RectoRobert W. Baird & Co. IncorporatedLPL Financial LLC10-09-2015
James Masashi AokiFinancial Advocates Investment ManagementLPL Financial LLC10-28-2015
Reginald Troy MaxfieldOlympus Peaks Financial, LLCLPL Financial LLC05-20-2016
Daniel J LarsenCUNA Brokerage Services, Inc.LPL Financial LLC08-01-2016
James Lloyd DallasOlympus Peaks Financial, LLCLPL Financial LLC08-24-2016
Ryan Jan TurnerCUSO Financial Services, L.P.LPL Financial LLC04-24-2017
Douglas Ried DanielsCUSO Financial Services, L.P.LPL Financial LLC09-12-2017
Ronald Charles MillsAmeriprise Financial Services, Inc.LPL Financial LLC$2509-18-2017
Ashley Marie CarrilloCUSO Financial Services, L.P.LPL Financial LLC10-24-2017
Shane Parker ChristiansenTriad Advisors LLCLPL Financial LLC$6712-01-2017
Hylan A. HarperCutter & Company, Inc.LPL Financial LLC12-01-2017
Matthew Paul PettitCUSO Financial Services, L.P.LPL Financial LLC03-26-2018
Jeremy Stephen LeavittAmeriprise Financial Services, Inc.LPL Financial LLC06-07-2018
Chase Manning FlintRaymond James Financial Services, Inc.LPL Financial LLC07-13-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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