Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC01-02-2009
Lance Lynn AltheideCetera Advisor Networks LLCLPL Financial LLC04-14-2009
Roger Gordon TakamiVoya Financial Advisors, Inc.LPL Financial LLC$2506-17-2009
Barbara Jean WilliamsCetera Advisor Networks LLCLPL Financial LLC06-22-2009
Matthew Michael MyersSignator Financial Services, Inc.LPL Financial LLC07-09-2009
Kyle Edward HaugeSymetra Investment Services, Inc.LPL Financial LLC07-09-2009
W. Tyler Tyler MercierKMS Financial Services, Inc.LPL Financial LLC$1010-30-2009
Richard Peter MercierKMS Financial Services, Inc.LPL Financial LLC11-06-2009
Peter R. MercierKMS Financial Services, Inc.LPL Financial LLC11-06-2009
Malcolm Ray RussellCrown Capital Securities, L.P.LPL Financial LLC11-09-2009
Robert Ernest HoffmanLPL Financial LLCLPL Financial LLC$1012-16-2009
Sharon Lee HansenIndependent Financial Group, LLCLPL Financial LLC06-28-2010
Poonum VasishthMorgan StanleyLPL Financial LLC$5012-10-2010
Heather Rainbow FavermanMorgan StanleyLPL Financial LLC12-20-2010
Patrick Joel BarrettKestra Investment Services, LLCLPL Financial LLC05-13-2011
Joseph Roderick CilleyU.S. Bancorp Investments, Inc.LPL Financial LLC05-17-2011
Daniel Earl MaulJuetten Personal Financial Planning, LLCLPL Financial LLC09-15-2011
Eric Merle BriggsU.S. Bancorp Investments, Inc.LPL Financial LLC03-21-2012
William Louis FisherKMS Financial Services, Inc.LPL Financial LLC$5005-03-2012
Andrew Thomas PrenticeColumbia River AdvisorsLPL Financial LLC$1007-10-2012
Steven E MangerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-27-2012
Robert Arthur JamiesonAmeriprise Financial Services, LLCLPL Financial LLC$10010-05-2012
William M. KirchnerKirchner Financial Services, Inc.LPL Financial LLC$1010-25-2012
Dale William CloningerInvestment Centers of America, Inc.LPL Financial LLC$5003-11-2013
Benjamin John RickeyLeonard Rickey Investment Advisors, P.L.L.C.LPL Financial LLC$10004-09-2013
Next Page »

Showing 1 to 25 of 100 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.