Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Eric Hagman Jr.Woodbury Financial Services, Inc.LPL Financial LLC06-27-2019
Edward John JaegerIFP Securities, LLCLPL Financial LLC$9905-23-2019
Ronald Robert MorrisIFP Securities, LLCLPL Financial LLC05-23-2019
Joshua A. SwensonIFP Securities, LLCLPL Financial LLC05-22-2019
Kenneth Ernest SchmockerCommonwealth Financial NetworkLPL Financial LLC$15002-26-2019
Richard Robert ReiserMutual of Omaha Investor Services, Inc.LPL Financial LLC$5002-06-2019
Joel Nicholas RevakThrivent Investment Management Inc.LPL Financial LLC02-05-2019
Jamie Michael GrupeAmeriprise Financial Services, Inc.LPL Financial LLC$5002-01-2019
Miranda Joyce BondeOneAmerica Securities, Inc.LPL Financial LLC10-29-2018
Ross Anthony MuellerMutual Securities, Inc.LPL Financial LLC$25006-08-2018
Sarah Kathleen WiersmaAmeriprise Financial Services, Inc.LPL Financial LLC$2505-11-2018
Kyle Scott BergWells Fargo Clearing Services, LLCLPL Financial LLC$3503-29-2018
Todd Carlton OflanaganMoney Concepts Capital CorpLPL Financial LLC$2503-06-2018
Patrick David MeisterWoodbury Financial Services, Inc.LPL Financial LLC$5001-25-2018
Karl James WeizenickerWoodbury Financial Services, Inc.LPL Financial LLC10-31-2017
Adam David GafnerWoodbury Financial Services, Inc.LPL Financial LLC$2510-23-2017
David Alan HornWoodbury Financial Services, Inc.LPL Financial LLC10-23-2017
Gary T. BrewtonWoodbury Financial Services, Inc.LPL Financial LLC10-23-2017
Judith Anne TrawickiThe O.N. Equity Sales CompanyLPL Financial LLC$2503-29-2017
Ted Andrew MatuszakAmeriprise Financial Services, Inc.LPL Financial LLC02-01-2017
Jill Marie SommersHarbour Investments, Inc.LPL Financial LLC$3901-10-2017
Stuart Lee SeffroodBFC Planning, Inc.LPL Financial LLC11-10-2016
Brad Jon BrinkmeierWEA Investment Services, Inc.LPL Financial LLC11-04-2016
Mark Frederick McKeelMML Investors Services, LLCLPL Financial LLC$2509-22-2016
Paul Edward BensonSecurities Service Network, LLCLPL Financial LLC$2509-02-2016
Next Page »

Showing 1 to 25 of 58 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.