Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Joseph HaupertKovack Securities Inc.LPL Financial LLC$2512-16-2019
Amy Marie GoldFidelity Brokerage Services LLCLPL Financial LLC$2502-12-2020
Anthony John MescherWintrust Investments LLCLPL Financial LLC$5008-11-2014
Betty Jane Wellhoefer HillJ.W. Cole Financial, Inc.LPL Financial LLC$2504-24-2017
Brad Jon BrinkmeierWEA Investment Services, Inc.LPL Financial LLC11-04-2016
Brian Albert VetrovecFidelity Brokerage Services LLCLPL Financial LLC08-22-2011
Brooke Emily NapiwockiJ.W. Cole Financial, Inc.LPL Financial LLC04-29-2017
Buzz MintonAmeriprise Financial Services, LLCLPL Financial LLC$7211-06-2015
Calvin Keith Van BeekPackerland Brokerage Services, Inc.LPL Financial LLC$5005-10-2016
Chantel Rae LukeAmeriprise Financial Services, LLCLPL Financial LLC02-01-2019
Christopher David ForcierCetera Investment Services LLCLPL Financial LLC08-23-2019
Christopher Stephen KoshyRobert W. Baird & Co. IncorporatedLPL Financial LLC03-06-2019
Dana B TupperRaymond James Financial Services, Inc.LPL Financial LLC03-31-2016
Daniel James RentmeesterEquitable Advisors, LLCLPL Financial LLC$5005-03-2012
Debra Ellen RanguetteCWM, LLCLPL Financial LLC06-12-2018
Debra Lou SteinH. Beck, Inc.LPL Financial LLC$10009-15-2009
Donald Patrick HaydenH. Beck, Inc.LPL Financial LLC01-06-2010
Elizabeth Jane LailerJ.P. Morgan Securities LLCLPL Financial LLC06-22-2020
Gary James BirrEquitable Advisors, LLCLPL Financial LLC04-26-2012
Gerald Eric Hagman JrWoodbury Financial Services, Inc.LPL Financial LLC06-27-2019
James Donald ArnoldCommonwealth Financial NetworkLPL Financial LLC$5005-01-2012
James Lee DerivanCambridge Investment Research, Inc.LPL Financial LLC10-05-2015
James William DummertH. Beck, Inc.LPL Financial LLC$2510-14-2010
Jamie GrupeAmeriprise Financial Services, LLCLPL Financial LLC$17302-01-2019
Jamie Michael GrupeAmeriprise Financial Services, LLCLPL Financial LLC$5002-01-2019
Next Page »

Showing 1 to 25 of 75 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.