Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Stuart McClellanIFP Securities, LLCLPL Financial LLC$2505-23-2019
John Thomas Mullins Jr.IFP Securities, LLCLPL Financial LLC$2505-23-2019
John J. MurrayIFP Securities, LLCLPL Financial LLC$2505-23-2019
John William PomroyIFP Securities, LLCLPL Financial LLC$2505-23-2019
Michael Corey CarlsonIFP Securities, LLCLPL Financial LLC$2505-22-2019
Manuel Ricardo AliceaIFP Securities, LLCLPL Financial LLC$2505-22-2019
Steven Eric EricksonInternational Assets Advisory, LLCLPL Financial LLC$2501-04-2019
John Morris HudsonIFP Securities, LLCLPL Financial LLC$5005-23-2019
Jonathan Wesley UlinIFP Securities, LLCLPL Financial LLC$5005-23-2019
Kenneth Frank KlespiesIFP Securities, LLCLPL Financial LLC$5005-22-2019
Daniel Paul Mageras Jr.IFP Securities, LLCLPL Financial LLC$5005-22-2019
Maziar MonshiIFP Securities, LLCLPL Financial LLC$5005-22-2019
Jonathan Taylor GadeIFP Securities, LLCLPL Financial LLC$5005-22-2019
Donald Allan WaterburyIFP Securities, LLCLPL Financial LLC$5005-22-2019
Dustin Carl RinaldiIFP Securities, LLCLPL Financial LLC$5005-22-2019
Eric Alan KlausIFP Securities, LLCLPL Financial LLC$6005-22-2019
Harvey Gerald SteinIFP Securities, LLCLPL Financial LLC$10005-23-2019
Mark Scott DutramPrivate Client Services, LLCLPL Financial LLC$15005-24-2019
William Francis QuinnSummit Brokerage Services, Inc.LPL Financial LLC$20003-15-2019
Ivory Jerome Johnson Jr.IFP Securities, LLCLPL Financial LLC$90005-23-2019
Jon David PellecchiaIFP Securities, LLCLPL Financial LLC$1,00005-23-2019
Scott Anthony LanzaIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
Richard RichmondIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
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Showing 26 to 48 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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