Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth StockwellIndependent Financial Group, LLCLPL Financial LLC06-27-2019
Aaron Michael AgteGraystone Advisor, LLCLPL Financial LLC06-21-2019
George DobbsIndependent Financial Group, LLCLPL Financial LLC$5006-14-2019
Elias Moses HakimianCrystal Cove Asset ManagementLPL Financial LLC06-12-2019
William Harvey BryantIndependent Financial Group, LLCLPL Financial LLC$5005-21-2019
Danny ZelayaJ.P. Morgan Securities LLCLPL Financial LLC05-02-2019
Joseph Pierpont MorganCWM, LLCLPL Financial LLC04-15-2019
Mohammed Safieddine AyalaU.S. Bancorp Investments, Inc.LPL Financial LLC03-14-2019
George LyCetera Investment Services LLCLPL Financial LLC$1302-25-2019
John Francis Harty IIICWM, LLCLPL Financial LLC01-31-2019
James Paul NorrisCentaurus Financial, Inc.LPL Financial LLC$5001-15-2019
Joel Patrick ShomakerResources Investment AdvisorsLPL Financial LLC12-04-2018
William O. HindsIndependent Financial Group, LLCLPL Financial LLC11-08-2018
Rose Ilene GreenePerennial Financial ServicesLPL Financial LLC09-25-2018
Rose Ilene GreenePerennial Financial ServicesLPL Financial LLC09-25-2018
David Martin BullockEdward JonesLPL Financial LLC$3709-14-2018
Tara Julie KimminsBancWest Investment Services, Inc.LPL Financial LLC09-05-2018
Jamie C. DavisPrincipal Securities, Inc.LPL Financial LLC$10009-04-2018
Ryan Hugh James McGrawSecurities America, Inc.LPL Financial LLC09-04-2018
Michael David IzbotskyFrom Planning To Living LLCLPL Financial LLC09-04-2018
Alisteir Shane RossHe'e Nalu Investing, Inc.LPL Financial LLC08-31-2018
Kathryn J. HackneyCUNA Brokerage Services, Inc.LPL Financial LLC08-24-2018
Monica Sashil ChandraCUNA Brokerage Services, Inc.LPL Financial LLC08-24-2018
Theodore LumIndependent Financial Group, LLCLPL Financial LLC$5008-03-2018
Gary George BlomSCF Securities, Inc.LPL Financial LLC07-26-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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