Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher David ForcierCetera Investment Services LLCLPL Financial LLC08-23-2019
Joshua Heinrich PierceThe Leaders Group, Inc.LPL Financial LLC08-22-2019
Jeff Corey McelroyBOK Financial Securities, Inc.LPL Financial LLC08-20-2019
Anthony PalmeriInternational Assets Advisory, LLCLPL Financial LLC08-20-2019
Philip Steven ScottPrivate Client Services, LLCLPL Financial LLC$1,00008-19-2019
Rodney Tracey FlanneryPrivate Client Services, LLCLPL Financial LLC08-19-2019
Kristi Nicole KennedyRobert W. Baird & Co. IncorporatedLPL Financial LLC08-19-2019
Susan Moore Chris StallingsKestra Investment Services, LLCLPL Financial LLC$18108-17-2019
Michael Gene SatterwhiteRoyal Alliance Associates, Inc.LPL Financial LLC08-16-2019
Julie Beth ReganEdward JonesLPL Financial LLC$2508-16-2019
Robyn Marie KrahnFSC Securities CorporationLPL Financial LLC08-16-2019
Michael Elliott SmithBBVA Securities Inc.LPL Financial LLC08-16-2019
Mercedita Buenvenida NolandCrown Capital Securities, L.P.LPL Financial LLC$4708-13-2019
Arthur R VignoliCoastal Equities, Inc.LPL Financial LLC08-09-2019
Fabrizio Gerardo SanchezSynovus Securities, Inc.LPL Financial LLC$5008-08-2019
Wes MccrimmonJCG Advisory Group, LLCLPL Financial LLC08-07-2019
Susan Clayton MooreKestra Investment Services, LLCLPL Financial LLC$908-06-2019
Kevin Allen CroweTFS Securities, Inc.LPL Financial LLC08-06-2019
Heidi Marie PedersonM Holdings Securities, Inc.LPL Financial LLC08-06-2019
Christopher Scott StallingsKestra Investment Services, LLCLPL Financial LLC08-06-2019
John Matthew ParsonsCWM, LLCLPL Financial LLC08-05-2019
Scott Anthony PrestonIFP Securities, LLCLPL Financial LLC08-05-2019
Samir Harish PatelCharles Schwab & Co., Inc.LPL Financial LLC08-02-2019
Warren Matthew FriedlandMorgan StanleyLPL Financial LLC08-02-2019
Jacob H AveniusEdward JonesLPL Financial LLC08-02-2019
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Showing 1 to 25 of 471 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.