Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George DobbsIndependent Financial Group, LLCLPL Financial LLC$5006-14-2019
James Henry BoothInternational Assets Advisory, LLCLPL Financial LLC06-14-2019
Timothy Michael WeishaarGWFS Equities, Inc.LPL Financial LLC06-14-2019
Keith E. BeasingerEdward JonesLPL Financial LLC06-14-2019
Gladys ElevadoStratos Wealth Partners, LtdLPL Financial LLC06-14-2019
Matthew John BarhorstAmeriprise Financial Services, LLCLPL Financial LLC06-12-2019
Terry Lee BaileyLPL Financial LLCLPL Financial LLC06-12-2019
Brittany N. WatersonLPL Financial LLCLPL Financial LLC06-12-2019
Elias Moses HakimianCrystal Cove Asset ManagementLPL Financial LLC06-12-2019
Peter Louis MayerFidelity Brokerage Services LLCLPL Financial LLC06-11-2019
Bichop Joseph NawrotConnecticut Wealth Management, LLCLPL Financial LLC06-11-2019
Claudia June Jacques-SotoConnecticut Wealth Management, LLCLPL Financial LLC06-11-2019
Keith Adam EspVanderbilt Securities, LLCLPL Financial LLC06-10-2019
Anna M. WoodPruco Securities, LLC.LPL Financial LLC06-07-2019
Daniel James MurphyWells Fargo Clearing Services, LLCLPL Financial LLC06-07-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
Marc Arnaud MiranneAmeriprise Financial Services, LLCLPL Financial LLC$5006-04-2019
Thomas Edward StrickerAmeriprise Financial Services, LLCLPL Financial LLC06-04-2019
Sean Jeremy Oliver RandallCitigroup Global Markets Inc.LPL Financial LLC06-03-2019
Melissa RoqueCitigroup Global Markets Inc.LPL Financial LLC06-03-2019
Catherine Elaine IvySagePoint Financial, Inc.LPL Financial LLC06-03-2019
Mark Alan LedsonGWFS Equities, Inc.LPL Financial LLC$1,00006-03-2019
John Calvin Barber Jr.Ameritas Investment Company, LLCLPL Financial LLC$2506-03-2019
Sherry Ann MillerShepherd Wealth & RetirementLPL Financial LLC$10006-03-2019
Liam Joseph KingJ.P. Morgan Securities LLCLPL Financial LLC05-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.