Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M. KlemmIFP Securities, LLCLPL Financial LLC05-23-2019
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Alphonso James GloverIFP Securities, LLCLPL Financial LLC05-22-2019
Amy Lynn ColtonIFP Securities, LLCLPL Financial LLC05-28-2019
Andrew Joseph Bucher Sr.IFP Securities, LLCLPL Financial LLC05-22-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
Barton Kevin FarrellEdward JonesLPL Financial LLC05-24-2019
Benjamin Chadwick SummersIFP Securities, LLCLPL Financial LLC$1,00005-23-2019
Bryan David UeckerIFP Securities, LLCLPL Financial LLC$5005-23-2019
Carlos E. RodriguezIFP Securities, LLCLPL Financial LLC05-23-2019
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Catherine Elaine IvySagePoint Financial, Inc.LPL Financial LLC06-03-2019
Cecil Ray DentonSA Stone Wealth Management Inc.LPL Financial LLC$2505-15-2019
Chad Michael LindellIFP Securities, LLCLPL Financial LLC$10005-22-2019
Christopher Michael AdamsCWM, LLCLPL Financial LLC03-19-2019
Craig Scott SabloskyCapitol Securities Management, Inc.LPL Financial LLC$5004-26-2019
Daniel Paul Mageras Jr.IFP Securities, LLCLPL Financial LLC$5005-22-2019
Danny ZelayaJ.P. Morgan Securities LLCLPL Financial LLC05-02-2019
David Scott RaudmanIFP Securities, LLCLPL Financial LLC05-23-2019
David Stuart McClellanIFP Securities, LLCLPL Financial LLC$2505-23-2019
Derek Jonathon HinesKestra Investment Services, LLCLPL Financial LLC05-20-2019
Deron Bruce GlickertCadaret, Grant & Co., Inc.LPL Financial LLC05-08-2019
Devin Raymond DurocherCetera Investment Services LLCLPL Financial LLC$5005-08-2019
Dominick Joseph PanettaIFP Securities, LLCLPL Financial LLC$1005-23-2019
Donald Allan WaterburyIFP Securities, LLCLPL Financial LLC$5005-22-2019
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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