Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan BostwickAllstate Financial Services, LLCLPL Financial LLC07-23-2019
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
John David BorzonePruco Securities, LLC.LPL Financial LLC$15007-16-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
John Douglas WilliamsU.S. Bancorp Investments, Inc.LPL Financial LLC07-15-2019
Jeremy L DarstekAmeriprise Financial Services, Inc.LPL Financial LLC07-15-2019
Reudel DiazAmerican Portfolios Financial Services, Inc.LPL Financial LLC07-11-2019
Derrick John GlencerRaymond James Financial Services, Inc.LPL Financial LLC07-10-2019
Brandon Eric Quevedo YoungFulgent Wealth ManagementLPL Financial LLC07-10-2019
John Donald GosztylaIFP Securities, LLCLPL Financial LLC$1007-02-2019
Kelly Lynn BazileIFP Securities, LLCLPL Financial LLC07-02-2019
Mitchell Lloyd HardinMoney Man MitchLPL Financial LLC07-02-2019
Edward Wall OchoaAmeriprise Financial Services, Inc.LPL Financial LLC$2506-28-2019
Jorge Cesar Escobedo Jr.Cetera Investment Services LLCLPL Financial LLC06-28-2019
Alan Judson Carpenter Jr.Allstate Financial Services, LLCLPL Financial LLC$15006-27-2019
Gerald Eric Hagman Jr.Woodbury Financial Services, Inc.LPL Financial LLC06-27-2019
Elizabeth StockwellIndependent Financial Group, LLCLPL Financial LLC06-27-2019
Martin Leslie RappFBL Marketing Services, LLCLPL Financial LLC$1006-25-2019
Christopher A. EtheridgeOlive Branch Capital, LLCLPL Financial LLC06-24-2019
Kyle A LeikamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Aaron Michael AgteGraystone Advisor, LLCLPL Financial LLC06-21-2019
Zachary W. AshburnReach Strategic Wealth LLCLPL Financial LLC06-20-2019
Kimberly Anne SegalCatalyst Financial Advisory LLCLPL Financial LLC06-19-2019
Tina Marie NofzingerCambridge Investment Research, Inc.LPL Financial LLC06-18-2019
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Showing 1 to 25 of 143 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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