Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nichole M. FienRoyal Alliance Associates, Inc.LPL Financial LLC07-23-2019
Jonathan BostwickAllstate Financial Services, LLCLPL Financial LLC$2307-23-2019
Louise Dorothy HoltzBFC Planning, Inc.LPL Financial LLC07-23-2019
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
Richard Donald SklenkaJ.P. Morgan Securities LLCLPL Financial LLC07-20-2019
Gregory Mason CunninghamRoyal Alliance Associates, Inc.LPL Financial LLC07-19-2019
Steven Richard MillsApollon Wealth Management, LLCLPL Financial LLC07-19-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Jonathan Stylinski PeytonHorizon Ridge Wealth Management, LLCLPL Financial LLC07-18-2019
Joshua Joseph WeygandtGWFS Equities, Inc.LPL Financial LLC07-17-2019
Cynthia M. WaltersFifth Third Securities, Inc.LPL Financial LLC07-16-2019
John David BorzonePruco Securities, LLC.LPL Financial LLC$15007-16-2019
John Douglas WilliamsU.S. Bancorp Investments, Inc.LPL Financial LLC$1307-15-2019
Jeremy L DarstekAmeriprise Financial Services, LLCLPL Financial LLC07-15-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Kevin Marshall McCallumGlacier Point Advisors, LLCLPL Financial LLC07-12-2019
Reudel DiazAmerican Portfolios Financial Services, Inc.LPL Financial LLC07-11-2019
Raymond Catipon AbracosaKestra Investment Services, LLCLPL Financial LLC$1,00007-11-2019
Patrick Francis VelascoKestra Investment Services, LLCLPL Financial LLC07-11-2019
Jose Ovidio Perez Jr.Kestra Investment Services, LLCLPL Financial LLC07-11-2019
Michael Richard HemmerichFortress Private Ledger, LLCLPL Financial LLC07-11-2019
Joseph Dale DavisonStrategic Wealth Advisors GroupLPL Financial LLC$5007-11-2019
Derrick John GlencerRaymond James Financial Services, Inc.LPL Financial LLC$5007-10-2019
Joy Elizabeth AitchisonKey Investment Services LLCLPL Financial LLC07-08-2019
John Robert Ressler Sr.SagePoint Financial, Inc.LPL Financial LLC$5007-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.