Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bill PickeringProEquitiesLincoln Financial$30008-30-2017
Bob Carson, Don Hannahs, Tim Kvech, Larry BriskinTriad AdvisorsLincoln Financial$60011-01-2010
Brian Hinson, Bob Johnson, Jonathan HornsbyLPL FinancialLincoln Financial$25004-30-2015
Charlotte Shaw, Gary ShawLPL FinancialLincoln Financial$36006-24-2013
Chris KohneTriad AdvisorsLincoln Financial$10003-29-2018
DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompteLPL FinancialLincoln Financial$1,00008-14-2012
Devin GarofaloLPL FinancialLincoln Financial$28010-31-2016
Garth IveyInvestacorpLincoln Financial$4511-29-2013
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Jerome WallInvestacorpLincoln Financial$5007-24-2014
John F. Donovan Securities AmericaLincoln Financial10-31-2014
John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael VelazquezLPL FinancialLincoln Financial$20001-25-2012
Justin A. Davidson, Howard N. KatzIntegrated Financial GroupLincoln Financial$8011-10-2014
Kathy M. KeadleSecurities AmericaLincoln Financial$14011-14-2013
Kevin Donoghue, James DonoghueAmeriprise FinancialLincoln Financial$8404-10-2012
Level Four GroupLPL FinancialLincoln Financial$1,00011-13-2012
Marc G. LinskySummit Brokerage ServicesLincoln Financial$17010-21-2014
Marc S. SchlieferLPL FinancialLincoln Financial$25005-04-2013
Pegasus Capital, Trinity Planning,, Stanziola FinancialCommonwealth Financial NetworkLincoln Financial$37505-11-2012
Raymond Moore, Christopher Moore, Joseph Tuck, Ashwin SharmaLPL FinancialLincoln Financial$20009-13-2018
Richard HopeLPL FinancialLincoln Financial$5012-16-2015
Sam Clark, James Davenport, Les BarberRoyal AllianceLincoln Financial$30003-06-2013
Thomas Burger, Jeanne HagarRaymond JamesLincoln Financial$15006-21-2017
Todd CurryIndependent Advisor AllianceLincoln Financial$6504-20-2015
Zelek, AssociatesInvestors CapitalLincoln Financial$3004-01-2012

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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