Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Russell BurgioCommonwealth Financial NetworkLincoln Financial Advisors Corporation$10002-24-2017
Patrice BorgheseLPL Financial LLCLincoln Financial Advisors Corporation11-04-2016
John Paul EnrightCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation10-21-2016
Thomas Joseph Barbaccia IIIEquity Services, Inc.Lincoln Financial Advisors Corporation10-11-2016
Joseph Michael WatersGWN Securities Inc.Lincoln Financial Advisors Corporation05-16-2016
Keith Jeffrey MaederEquity Services, Inc.Lincoln Financial Advisors Corporation01-11-2016
Brian Robert ReynoldsEquity Services, Inc.Lincoln Financial Advisors Corporation01-08-2016
Robert ReynoldsEquity Services, Inc.Lincoln Financial Advisors Corporation01-08-2016
Daniel Patrick QuinnRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation08-01-2014
Casey Dewayne KotterRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation$15003-20-2013
James Franklin DavenportRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation$5003-07-2013
Samuel Cabot ClarkRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation$10003-06-2013
Les Leroy Barber Jr.Royal Alliance Associates, Inc.Lincoln Financial Advisors Corporation02-28-2013
William Thomas TortoriceAmerican Portfolios Financial Services, Inc.Lincoln Financial Advisors Corporation11-09-2012
Vincent Bonanno Jr.The Investment Center, Inc.Lincoln Financial Advisors Corporation$2505-01-2012
Randall Simpson ColeAmerican Portfolios Financial Services, Inc.Lincoln Financial Advisors Corporation12-21-2011
Scott Theodore PadovaRNR Securities, L.L.C.Lincoln Financial Advisors Corporation05-17-2011
Douglas Richard SnowCommonwealth Financial NetworkLincoln Financial Advisors Corporation$15005-10-2010
Mary Elizabeth FairchildAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation05-07-2010
Edward BarretoRNR Securities, L.L.C.Lincoln Financial Advisors Corporation01-13-2010
Christopher L Sassone1st Global Capital Corp.Lincoln Financial Advisors Corporation07-13-2009
Jonathan David WeirCadaret, Grant & Co., Inc.Lincoln Financial Advisors Corporation06-16-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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