Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee M LevitasPersonal Capital Advisors CorporationLincoln Financial Advisors Corporation08-14-2019
James Clair MorrowAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation$5008-12-2019
Virgilio Benedicto Cristobal JrSagePoint Financial, Inc.Lincoln Financial Advisors Corporation08-12-2019
Jeffrey Paul MattonelliLPL Financial LLCLincoln Financial Advisors Corporation08-07-2019
James Christopher LandryGoss AdvisorsLincoln Financial Advisors Corporation$2507-26-2019
Michael Vatche MarkarianMB3 Consulting LLCLincoln Financial Advisors Corporation$5007-25-2019
Charles Costa EvangelakosTriad Advisors LLCLincoln Financial Advisors Corporation$10007-19-2019
John Peter RouthierTriad Advisors LLCLincoln Financial Advisors Corporation$15007-19-2019
Regis Joseph Michael BreenAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation07-18-2019
Rodney Wayne SimpsonFirst Command Brokerage Services, Inc.Lincoln Financial Advisors Corporation07-15-2019
David J FabosJ.P. Morgan Securities LLCLincoln Financial Advisors Corporation07-09-2019
Caleb Charles CrouseyWells Fargo Advisors Financial Network, LLCLincoln Financial Advisors Corporation06-20-2019
Rostam Kevon AtefiBelpointe Asset Management LLCLincoln Financial Advisors Corporation06-19-2019
Mimi HodacVALIC Financial Advisors, Inc.Lincoln Financial Advisors Corporation$2505-30-2019
Richard Joseph CooneyLPL Financial LLCLincoln Financial Advisors Corporation$5005-20-2019

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.