Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Alan DryerAdvisory Group Equity Services Ltd.Lincoln Financial Securities Corporation11-13-2017
Scott Wayne PowellAegis Capital Corp.Lincoln Financial Securities Corporation$20004-14-2010
Albert Frank ChernayAllstate Financial Services, LLCLincoln Financial Securities Corporation07-02-2012
Kent Emerson BondAllstate Financial Services, LLCLincoln Financial Securities Corporation05-10-2010
David Patrick FarrellAmeriprise Financial Services, Inc.Lincoln Financial Securities Corporation07-30-2018
James LivolsiAmeriprise Financial Services, Inc.Lincoln Financial Securities Corporation08-28-2013
Jason Michael FeketeAmeritas Investment Corp.Lincoln Financial Securities Corporation$10409-03-2019
Allison Julia LeducAPW Capital, Inc.Lincoln Financial Securities Corporation10-22-2012
Brian Richard GrodmanAPW Capital, Inc.Lincoln Financial Securities Corporation$10010-18-2012
Colman Harold BankArlington Securities, Inc.Lincoln Financial Securities Corporation$1004-02-2012
Michael Anthony EshomAXA Advisors, LLCLincoln Financial Securities Corporation08-31-2017
Tom Person Bardin Jr.AXA Advisors, LLCLincoln Financial Securities Corporation$1005-19-2015
Christine BeschenBCG Securities, Inc.Lincoln Financial Securities Corporation01-10-2013
Leonard Joseph BreckenBrecken Capital Advisors, LLCLincoln Financial Securities Corporation03-01-2019
Christopher Robert StewartBrokers International Financial Services, LLC.Lincoln Financial Securities Corporation$2508-14-2017
Daniel Robert BurnsBurns Capital Investment Advisors, Inc.Lincoln Financial Securities Corporation06-04-2009
Gerald Roger DewesCadaret, Grant & Co., Inc.Lincoln Financial Securities Corporation$5008-07-2014
Michelle Elaine BulmerCadaret, Grant & Co., Inc.Lincoln Financial Securities Corporation$2505-28-2013
Michael Joseph GodfreyCadaret, Grant & Co., Inc.Lincoln Financial Securities Corporation05-28-2013
George Mercurio PascucciCambridge Investment Research, Inc.Lincoln Financial Securities Corporation03-18-2019
Louis Frederick Smith IIICambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-01-2018
Timothy Robert StratzCambridge Investment Research, Inc.Lincoln Financial Securities Corporation04-02-2018
Glenn Alan McKinneyCambridge Investment Research, Inc.Lincoln Financial Securities Corporation02-01-2018
William Michael KrzesinskiCambridge Investment Research, Inc.Lincoln Financial Securities Corporation01-02-2018
Jonathan Webber MarvinCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$5011-21-2017
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Showing 1 to 25 of 213 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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