Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen William CloseProEquities, Inc.Lincoln Financial Securities Corporation$2509-12-2019
Earl Joseph Breaux Jr.ProEquities, Inc.Lincoln Financial Securities Corporation$2507-01-2019
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Alva Lewis GrierProEquities, Inc.Lincoln Financial Securities Corporation01-29-2018
Bernard Thomas KingProEquities, Inc.Lincoln Financial Securities Corporation$5009-14-2017
Rick Jay SimerlyProEquities, Inc.Lincoln Financial Securities Corporation$2509-07-2017
Ryan BuckenmeyerProEquities, Inc.Lincoln Financial Securities Corporation09-01-2017
James Dana Adams Sr.ProEquities, Inc.Lincoln Financial Securities Corporation08-30-2017
Howard Calvin McDermid IIProEquities, Inc.Lincoln Financial Securities Corporation08-30-2017
Rodney Alan GyurkeProEquities, Inc.Lincoln Financial Securities Corporation08-30-2017
Celita Busby DavisProEquities, Inc.Lincoln Financial Securities Corporation$5008-29-2017
William Dale CarlsonProEquities, Inc.Lincoln Financial Securities Corporation$2508-29-2017
Dennis Costandino RagosaProEquities, Inc.Lincoln Financial Securities Corporation$2508-29-2017
John Walter StoneProEquities, Inc.Lincoln Financial Securities Corporation$1508-29-2017
Peter Jonathan KeimProEquities, Inc.Lincoln Financial Securities Corporation$1008-29-2017
Charles Jonathan JohnsonProEquities, Inc.Lincoln Financial Securities Corporation$1008-29-2017
Kathleen Webb RoatProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
Paul Grant CumminsProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
William Owsley Horne Jr.ProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
James Patrick KentProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
Bradley D. HollandProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
James P. West Jr.ProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
William Reed PickeringProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
Troy Don PerkinsProEquities, Inc.Lincoln Financial Securities Corporation$5008-17-2017
Louis Edward Perkins Jr.ProEquities, Inc.Lincoln Financial Securities Corporation$2508-17-2017
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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