Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susananne M BaileyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Securities Corporation$5012-09-2019
Steven Gerald ShepardMML Investors Services, LLCLincoln Financial Securities Corporation$10001-31-2019
Mark Allan PappaFinancial Resources Group, LLCLincoln Financial Securities Corporation10-18-2018
Richard R RakeFinancial Resources Group, LLCLincoln Financial Securities Corporation09-04-2018
Thomas Adrian RagoneseWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Lincoln Financial Securities Corporation$50009-24-2015
Zachary W. TraceyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Lincoln Financial Securities Corporation09-24-2015
Benjamin Kenney DayUBS Financial Services Inc.Lincoln Financial Securities Corporation08-27-2012
Michael AlexanderLPL Financial LLCLincoln Financial Securities Corporation$10012-02-2011
Paul Thomas MorroneLPL Financial LLCLincoln Financial Securities Corporation$10012-02-2011
Timothy Stephen McCarthyLPL Financial LLCLincoln Financial Securities Corporation$25012-02-2011
Martin Ralph LambertLPL Financial LLCLincoln Financial Securities Corporation$50012-02-2011
Max KolbrennerLPL Financial LLCLincoln Financial Securities Corporation12-02-2011
Thomas Paul MorroneLPL Financial LLCLincoln Financial Securities Corporation$25011-23-2011
Lise Marie RobinsonLincoln Financial Securities CorporationLincoln Financial Securities Corporation$10005-01-2010
Robert Michael Burkarth IIIOppenheimer & Co. Inc.Lincoln Financial Securities Corporation$10005-01-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.