Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall J. RaweCommonwealth Financial NetworkLincoln Financial Securities Corporation01-23-2018
Bradley D. HollandProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
David Allen WoodFSC Securities CorporationLincoln Financial Securities Corporation08-15-2017
Kevin David RengeringFidelity Brokerage Services LLCLincoln Financial Securities Corporation01-18-2017
Gerald P. GoetzLPL Financial LLCLincoln Financial Securities Corporation$5006-30-2014
Charles Philip ClarkPrivate Advisor Group, LLCLincoln Financial Securities Corporation06-30-2014
Jeremy Grant TincherPrivate Advisor Group, LLCLincoln Financial Securities Corporation$2506-30-2014
James Scott Sullivan Jr.Private Advisor Group, LLCLincoln Financial Securities Corporation$5006-30-2014
James Edmond DortchIndependent Financial PartnersLincoln Financial Securities Corporation$5012-17-2012
Brian Harding DawahareIndependent Financial PartnersLincoln Financial Securities Corporation12-17-2012
Barry Philip MeyersSecurities Service Network, LLCLincoln Financial Securities Corporation08-07-2012
Donald Lee GartonSecurities Service Network, LLCLincoln Financial Securities Corporation08-07-2012
Michael Anthony KingCetera Advisors LLCLincoln Financial Securities Corporation01-03-2012
Randall Leo FranklinLPL Financial LLCLincoln Financial Securities Corporation12-02-2011
David Cummins McManusHighland Capital Advisors, LLCLincoln Financial Securities Corporation$5010-21-2011
Jonathan D. KingEdward JonesLincoln Financial Securities Corporation08-21-2009

Showing 1 to 16 of 16 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.