Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Earl Joseph Breaux JrProEquities, Inc.Lincoln Financial Securities Corporation$2507-01-2019
John Eldridge Parham JrLPL Financial LLCLincoln Financial Securities Corporation04-26-2019
Harry Edward OConnerLPL Financial LLCLincoln Financial Securities Corporation$5004-26-2019
Emilio Erennio AmodeiSilver Oak Securities, IncorporatedLincoln Financial Securities Corporation04-02-2019
George Mercurio PascucciCambridge Investment Research, Inc.Lincoln Financial Securities Corporation03-18-2019
David SperanzaCompass Asset Management GroupLincoln Financial Securities Corporation$2503-01-2019
Leonard Joseph BreckenBrecken Capital Advisors, LLCLincoln Financial Securities Corporation03-01-2019
Jon Charles HutchisonLPL Financial LLCLincoln Financial Securities Corporation02-11-2019
Steven Gerald ShepardMML Investors Services, LLCLincoln Financial Securities Corporation$10001-31-2019
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Lloyd George Etheredge JrFortune Financial Services, Inc.Lincoln Financial Securities Corporation12-03-2018
Michael Robert FarrSecurities America, Inc.Lincoln Financial Securities Corporation$10011-15-2018
Louis Frederick Smith IIICambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-01-2018
Mark Francis VanvalkenburgLiberty Partners Financial Services, LLCLincoln Financial Securities Corporation11-01-2018
William Chad HornerCambridge Investment Research, Inc.Lincoln Financial Securities Corporation10-19-2018
Mark Allan PappaFinancial Resources Group, LLCLincoln Financial Securities Corporation10-18-2018
Laurie Helene RunyonThe Leaders Group, Inc.Lincoln Financial Securities Corporation10-02-2018
Raymond Moore Christopher Moore Joseph Tuck Ashwin SharmaLPL Financial LLCLincoln Financial Securities Corporation$20009-13-2018
Richard R RakeFinancial Resources Group, LLCLincoln Financial Securities Corporation09-04-2018
Ashley M FosterNxt:gen Financial PlanningLincoln Financial Securities Corporation08-31-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.