Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Scott SpencerAmeriprise Financial Services, Inc.Long Grove Trading Co.08-31-2009
Terrance Robert GaertnerAusdal Financial Partners, Inc.Long Grove Trading Co.09-04-2009
Stephen Conrad FedotaAusdal Financial Partners, Inc.Long Grove Trading Co.09-04-2009
Leonard Karl FettigAusdal Financial Partners, Inc.Long Grove Trading Co.09-04-2009
Sean Christopher GayAusdal Financial Partners, Inc.Long Grove Trading Co.09-04-2009
Bryan James MinnerAusdal Financial Partners, Inc.Long Grove Trading Co.09-04-2009
Jack John CausaAusdal Financial Partners, Inc.Long Grove Trading Co.09-04-2009
Frederic Michael RizzoAusdal Financial Partners, Inc.Long Grove Trading Co.09-02-2009
Kathleen Mary MaddenAusdal Financial Partners, Inc.Long Grove Trading Co.08-25-2009
Larry Robert SixAusdal Financial Partners, Inc.Long Grove Trading Co.08-25-2009
Roger Owen AndersonAusdal Financial Partners, Inc.Long Grove Trading Co.08-25-2009
Patrick Daniel AltmillerAusdal Financial Partners, Inc.Long Grove Trading Co.08-25-2009
Thea Elizabeth ReynoldsAusdal Financial Partners, Inc.Long Grove Trading Co.08-25-2009
Leonard Thomas DigateAusdal Financial Partners, Inc.Long Grove Trading Co.08-25-2009
Ted C. BermanAusdal Financial Partners, Inc.Long Grove Trading Co.$5008-24-2009
Nancy Marie WilsonAusdal Financial Partners, Inc.Long Grove Trading Co.08-21-2009
Barry James BellottAusdal Financial Partners, Inc.Long Grove Trading Co.08-21-2009
Murray Howard ChalmersAusdal Financial Partners, Inc.Long Grove Trading Co.08-20-2009
Craig Allyn WengerAusdal Financial Partners, Inc.Long Grove Trading Co.08-18-2009
Curtis Jay BergquistAusdal Financial Partners, Inc.Long Grove Trading Co.08-18-2009
Rocco SantorsolaAusdal Financial Partners, Inc.Long Grove Trading Co.06-15-2009
Kevin Joseph NewmanAusdal Financial Partners, Inc.Long Grove Trading Co.$1005-29-2009
Thomas Dale HerrAusdal Financial Partners, Inc.Long Grove Trading Co.03-02-2009
Michael Lawrence HoyeAusdal Financial Partners, Inc.Long Grove Trading Co.02-19-2009
John Miles Lancaster IIIAusdal Financial Partners, Inc.Long Grove Trading Co.02-02-2009
Next Page »

Showing 1 to 25 of 56 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.