Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Vincent CrossBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Anthony Christopher PecoraroBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.$2508-01-2012
Anton Kurt HessnerBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
David Judd EdwardsBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Dayna Christel CarlsonBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Don Jerome DahlmanBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Douglas Howard SteinerBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Eric James DemmonBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.$5008-01-2012
Gilbert James GarciaBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.$2508-01-2012
Henry Bernard ClementHarbour Investments, Inc.M&I Financial Advisors, Inc.$5008-22-2011
James Steven DennikU.S. Bancorp Investments, Inc.M&I Financial Advisors, Inc.$5003-02-2010
Jan Howard JohnsonAbacus Investments, Inc.M&I Financial Advisors, Inc.09-14-2009
Jeffrey Gerald HeinenBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.$20008-01-2012
Jennifer Laurel RidleyhansonBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Jennifer R G HeltLPL Financial LLCM&I Financial Advisors, Inc.01-15-2009
Joel Thomas HaraldsonBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.$10008-01-2012
John Casper FurrerBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
John Charles WongBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.$10008-01-2012
John E. PelletierBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Julie Lynn BaertschiBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Kendra Kathleen GabrielBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Kevin Alan BaranczykBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.$2508-01-2012
Kevin John McCormickBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.$5008-01-2012
Kurt Robert KoehlerMorgan StanleyM&I Financial Advisors, Inc.$10005-06-2011
Mark Stephen ThielBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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