Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Scott SternbergU.S. Bancorp Investments, Inc.M&I Financial Advisors, Inc.03-02-2010
Benjamin Theodore HaischerBOK Financial Securities, Inc.M&I Financial Advisors, Inc.11-21-2011
Bradley Paul HeberleinU.S. Bancorp Investments, Inc.M&I Financial Advisors, Inc.$5011-30-2010
David Neil TuttleChase Investment Services Corp.M&I Financial Advisors, Inc.03-29-2010
Esther Ezekiel InyangU.S. Bancorp Investments, Inc.M&I Financial Advisors, Inc.05-12-2010
Henry Bernard ClementHarbour Investments, Inc.M&I Financial Advisors, Inc.$5008-22-2011
James Steven DennikU.S. Bancorp Investments, Inc.M&I Financial Advisors, Inc.$5003-02-2010
Jan Howard JohnsonAbacus Investments, Inc.M&I Financial Advisors, Inc.09-14-2009
Jennifer R G HeltLPL Financial LLCM&I Financial Advisors, Inc.$2501-15-2009
Kevin William BreckenfelderChase Investment Services Corp.M&I Financial Advisors, Inc.03-30-2010
Kurt Robert KoehlerMorgan StanleyM&I Financial Advisors, Inc.05-06-2011
Nadine Thurner TarabishiNYLIFE Securities LLCM&I Financial Advisors, Inc.02-24-2009
Patrick Terrence McMahonWells Fargo Clearing Services, LLCM&I Financial Advisors, Inc.04-01-2011
Paul Nicholas BehnkeLandolt Securities, Inc.M&I Financial Advisors, Inc.04-05-2010
Paul Nicholas BehnkeU.S. Bancorp Investments, Inc.M&I Financial Advisors, Inc.08-03-2009
Steven Michael EffertMML Investors Services, LLCM&I Financial Advisors, Inc.$2503-19-2009
Thomas J Duffey Jr.Robert W. Baird & Co. IncorporatedM&I Financial Advisors, Inc.10-03-2011
Wayne L StretsberyThe O.N. Equity Sales CompanyM&I Financial Advisors, Inc.01-29-2010
Wendy Joy WolfeRobert W. Baird & Co. IncorporatedM&I Financial Advisors, Inc.05-09-2011

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.