Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn M. BoorAllstate Financial Services, LLCM&T Securities, Inc.01-03-2018
Ajaz Ajazur RahmanAmeriprise Financial Services, LLCM&T Securities, Inc.10-24-2018
Nathan Aaron CherryAmeriprise Financial Services, LLCM&T Securities, Inc.03-02-2017
Marshall Alan DeardenAmeritas Investment Company, LLCM&T Securities, Inc.04-17-2012
Dana R. BaileyAXA Advisors, LLCM&T Securities, Inc.06-02-2016
Augustus L. MartzBB&T Investment Services, Inc.M&T Securities, Inc.12-06-2016
John Damian MullinCetera Investment Services LLCM&T Securities, Inc.04-29-2016
David Jason UpoleCetera Investment Services LLCM&T Securities, Inc.11-20-2015
Jastinder Singh SohiChevy Chase Trust CompanyM&T Securities, Inc.11-04-2016
Robert Pine HuntingtonCitizens Securities, Inc.M&T Securities, Inc.08-26-2020
Eric Joseph EdwardsCUNA Brokerage Services, Inc.M&T Securities, Inc.01-25-2018
Carol Ann HaynesDeutsche Bank Securities Inc.M&T Securities, Inc.$103-26-2015
Ashley E. SowersFirst Command Financial Planning, Inc.M&T Securities, Inc.07-03-2018
Gavin Paul HigginsLincoln Financial Advisors CorporationM&T Securities, Inc.02-12-2020
Edward A BirdLincoln Financial Advisors CorporationM&T Securities, Inc.06-14-2018
Richard Ellis Craft Jr.Lincoln Financial Advisors CorporationM&T Securities, Inc.05-09-2014
Ann Cox AnselLincoln Financial Securities CorporationM&T Securities, Inc.$1010-02-2013
Mark Alan OuttenLPL Financial LLCM&T Securities, Inc.09-21-2016
Jeremy Christopher MeyerLPL Financial LLCM&T Securities, Inc.12-20-2011
Eileen Lucile BlackburnLPL Financial LLCM&T Securities, Inc.05-19-2010
Jeanne C. BruckmanM&T Securities, Inc.M&T Securities, Inc.09-18-2009
Joel Howard FiddleMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.11-22-2019
Donna Lucille LailMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$4101-09-2018
Noah Samuel DreyfussMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.11-06-2015
Christopher F. LebanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.10-06-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.